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54 THE ETHICS OF EDUCATIONAL AND SOCIAL <strong>RESEARCH</strong><br />

guiding principle, they advise that, while it is<br />

desirable to lessen the power differential between<br />

children and adult researchers, the difference<br />

will remain and its elimination may be ethically<br />

inadvisable.<br />

There are other aspects of the problem of<br />

informed consent (or refusal) in relation to young,<br />

or very young, children. Seeking informed consent<br />

with regard to minors involves two stages. First,<br />

researchers consult and seek permission from those<br />

adults responsible for the prospective subjects,<br />

and second, they approach the young people<br />

themselves. The adults in question will be, for<br />

example, parents, teachers, tutors, psychiatrists,<br />

youth leaders, or team coaches, depending on the<br />

research context. The point of the research will<br />

be explained, questions invited, and permission to<br />

proceed to the next stage sought. Objections, for<br />

whatever reason, will be duly respected. Obtaining<br />

approval from relevant adults may be more difficult<br />

than in the case of the children, but, being<br />

sensitive to children’s welfare, it is vital that<br />

researchers secure such approval. It may be useful<br />

if, in seeking the consent of children, researchers<br />

bear in mind the provisory comments below.<br />

While seeking children’s permission and<br />

cooperation is an automatic part of quantitative<br />

research (a child cannot unknowingly complete a<br />

simple questionnaire), the importance of informed<br />

consent in qualitative research is not always<br />

recognized. Speaking of participant observation,<br />

for example, Fine and Sandstrom (1988) say that<br />

researchers must provide a credible and meaningful<br />

explanation of their research intentions, especially<br />

in situations where they have little authority, and<br />

that children must be given a real and legitimate<br />

opportunity to say that they do not want to take<br />

part. The authors advise that where subjects do<br />

refuse, they should not be questioned, their actions<br />

should not be recorded, and they should not be<br />

included in any bo<strong>ok</strong> or article (even under a<br />

pseudonym). Where they form part of a group,<br />

they may be included as part of a collectivity.<br />

Fine and Sandstrom (1988) consider that such<br />

rejections are sometimes a result of mistrust of the<br />

researcher. They suggest that at a later date, when<br />

the researcher has been able to establish greater<br />

rapport with the group, those who refused initially<br />

may be approached again, perhaps in private.<br />

Two particular groups of children require<br />

special mention: very young children, and those<br />

not capable of making a decision. Researchers<br />

intending to work with pre-school or nursery<br />

children may dismiss the idea of seeking informed<br />

consent from their would-be subjects because<br />

of their age, but Fine and Sandstrom (1988)<br />

would recommend otherwise. Even though such<br />

children would not understand what research was,<br />

the authors advise that the children be given<br />

some explanation. For example, one to the effect<br />

that an adult will be watching and playing with<br />

them might be sufficient to provide a measure of<br />

informed consent consistent with the children’s<br />

understanding. As Fine and Sandstrom comment:<br />

Our feeling is that children should be told as much<br />

as possible, even if some of them cannot understand<br />

the full explanation. Their age should not diminish<br />

their rights, although their level of understanding<br />

must be taken into account in the explanations that<br />

are shared with them.<br />

(Fine and Sandstrom 1988)<br />

The second group consists of those children who<br />

are to be used in a research project and who may<br />

not meet Diener and Crandall’s (1978) criterion of<br />

‘competence’ (a group of psychologically impaired<br />

children, for example – the issue of ‘advocacy’<br />

applies here). In such circumstances there may<br />

be institutional or local authority guidelines to<br />

follow. In the absence of these, the requirements<br />

of informed consent would be met by obtaining the<br />

permission of headteachers acting in loco parentis or<br />

who have had delegated to them the responsibility<br />

for providing informed consent by the parents.<br />

Two cautions: first, where an extreme form of<br />

research is planned, parents would have to be fully<br />

informed in advance and their consent obtained;<br />

and second, whatever the nature of the research<br />

and whoever is involved, should a child show<br />

signs of discomfort or stress, the research should<br />

be terminated immediately. For further discussion<br />

on the care that needs to be exercised in working<br />

with children we refer readers to Graue and Walsh<br />

(1998); Greig and Taylor (1998); Holmes (1998).

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