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<strong>RESEARCH</strong> AND REGULATION: ETHICAL CODES AND REVIEW 73<br />

The American Sociological Association’s Code<br />

of Ethics and Policies and Procedures of the<br />

ASA Committee on Professional Ethics (1999) has<br />

five general principles: professional competence;<br />

integrity; professional and scientific responsibility;<br />

respect for people’s rights, dignity and diversity;<br />

and social responsibility. These are then devolved<br />

onto twenty ethical standards, including nonexploitation,<br />

confidentiality, informed consent,<br />

deception, offering inducements and many others.<br />

The Statement of Ethical Practice for the<br />

British Sociological Association (2002) includes<br />

sections on: professional integrity; relations with<br />

and responsibilities towards research participants;<br />

relationships with research participants; covert<br />

research; anonymity, privacy and confidentiality;<br />

relations with and responsibilities towards sponsors<br />

and/or funders; carrying obligations, roles and<br />

rights; pre-empting outcomes and negotiations<br />

about research; and obligations to sponsors and/or<br />

funders during the research process.<br />

The Social Research Association’s Ethical<br />

Guidelines (2003) draws on European law<br />

(http://www.respectproject.org) and indicates four<br />

levels of obligations: to society; to funders and<br />

employers; to colleagues; and to subjects (including<br />

avoiding undue intrusion, obtaining informed<br />

consent, modifications to informed consent, protecting<br />

the interests of subjects, enabling participation,<br />

maintaining confidentiality of records, and<br />

preventing disclosure of identities).<br />

The British Educational Research Association’s<br />

Ethical Guidelines (2000) are devolved onto:<br />

responsibilities to the research profession; responsibility<br />

to the participants (including working with<br />

children, informed consent, rights to withdrawal);<br />

responsibility to the public; relationships with<br />

funding agencies; publication; intellectual ownership;<br />

relationship with host institution. Similarly,<br />

the Ethical Standards of the American Educational Research<br />

Association (2000) includes: responsibilities<br />

to the field; research populations, educational<br />

institutions, and the public (including working<br />

with children), informed consent, confidentiality,<br />

honesty (‘deception is discouraged’ and ‘should<br />

be used only when clearly necessary’, after which<br />

the reasons for the deception should be explained<br />

(para. B3)), rights of withdrawal, exploitation for<br />

personal gain, sensitivity to local circumstances<br />

(e.g. culture, religion, gender), avoidance of negative<br />

consequences, dissemination, anonymity;<br />

intellectual ownership; editing, reviewing and<br />

appraising research; sponsors, policy-makers and<br />

other users of research; and students and student<br />

researchers.<br />

Web sites of these research associations’ ethical<br />

principles and guidelines can be found either on<br />

the home page of each association or as follows:<br />

American Educational Research Association:<br />

http://www.aera.net/uploadedFiles/About<br />

AERA/Ethical Standards/Ethical<br />

Standards.pdf<br />

American Psychological Association: http://www.<br />

apa.org/ethics/code2002.html<br />

American Sociological Association: http://www.<br />

asanet.org/members/ecoderev.html<br />

British Educational Research Association: http://<br />

www.bera.ac.uk<br />

British Psychological Society: http://www.bps.<br />

org.uk/document-download-area/<br />

document-download$.cfmfile uuid=<br />

6D0645CC-7E96-C67F-<br />

D75E2648E5580115&ext=pdf<br />

British Sociological Association: http://www.<br />

britsoc.co.uk/new site/user doc/<br />

Statement%20of%20Ethical%20Practice.<br />

doc<br />

Social Research Association: http://www.thesra.<br />

org.uk/ethics03.pdf<br />

The difficulty and yet the strength with<br />

ethical codes is that they cannot and do not<br />

provide specific advice for what to do in specific<br />

situations. Ultimately, it is researchers themselves,<br />

their integrity and conscience, informed by an<br />

acute awareness of ethical issues, underpinned<br />

by guideline codes and regulated practice, which<br />

should decide what to do in a specific situation,<br />

and this should be justified, justifiable, thought<br />

through and defensible.<br />

There is a certain degree of homogeneity<br />

between the codes and guidelines cited above.<br />

While they are helpful in providing guidance,<br />

they cannot tell the researcher what to do in every<br />

Chapter 2

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