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INFORMED CONSENT 53<br />

be applied. Box 2.2 illustrates a set of guidelines<br />

used in the United States that are based on the<br />

idea of reasonably informed consent. 2<br />

Comprehension refers to the fact that participants<br />

fully understand the nature of the research project,<br />

even when procedures are complicated and entail<br />

risks. Suggestions have been made to ensure<br />

that subjects fully comprehend the situation<br />

they are putting themselves into, e.g. by using<br />

highly educated subjects, by engaging a consultant<br />

to explain difficulties, or by building into the<br />

research scheme a time lag between the request<br />

for participation and decision time.<br />

If these four elements are present, researchers<br />

can be assured that subjects’ rights will have been<br />

given appropriate consideration. As Frankfort-<br />

Nachmias and Nachmias (1992) note, however,<br />

informed consent may not always be necessary (e.g.<br />

deception may be justified), but that, as a general<br />

rule, the greater the risk, the more important it is<br />

to gain informed consent.<br />

Ruane (2005: 21) also raises the question of ‘how<br />

much information is enough’; she argues that this<br />

may be an unknown, not necessarily deliberately<br />

withheld. Further, just as providing information<br />

may bias the results (i.e. it is important for the<br />

integrity of the research not to disclose its purposes<br />

Box 2.2<br />

Guidelines for reasonably informed consent<br />

1 A fair explanation of the procedures to be followed<br />

and their purposes.<br />

2 A description of the attendant discomforts and risks<br />

reasonably to be expected.<br />

3 A description of the benefits reasonably to be<br />

expected.<br />

4 A disclosure of appropriate alternative procedures<br />

that might be advantageous to the participants.<br />

5 An offer to answer any inquiries concerning the<br />

procedures.<br />

6 An instruction that the person is free to withdraw<br />

consent and to discontinue participation in the<br />

project at any time without prejudice to the<br />

participant.<br />

Source:USDepartmentofHealth,EducationandWelfare<br />

et al.1971<br />

or contents, e.g. the Milgram experiments, see<br />

Chapter 21), she argues that it may actually<br />

confuse the respondents.<br />

It must also be remembered that there are<br />

some research methods where it is impossible<br />

to seek informed consent. Covert observation,<br />

for example, as used in Patrick’s (1973)<br />

study of a Glasgow gang (Chapter 11), or<br />

experimental techniques involving deception,<br />

as in Milgram’s (1974) obedience-to-authority<br />

experiments (Chapter 21), would, by their very<br />

nature, rule out the option. And, of course, there<br />

may be occasions when problems arise even though<br />

consent has been obtained. Burgess (1989), for<br />

example, cites his own research in which teachers<br />

had been informed that research was taking place<br />

but in which it was not possible to specify exactly<br />

what data would be collected or how they would<br />

be used. It could be said, in this particular case,<br />

that individuals were not fully informed, that<br />

consent had not been obtained, and that privacy<br />

had been violated. As a general rule, however,<br />

informed consent is an important principle. It is<br />

this principle that will form the basis of an implicit<br />

contractual relationship between the researcher<br />

and the researched and will serve as a foundation<br />

on which subsequent ethical considerations can<br />

be structured.<br />

From the remarks on informed consent so far, we<br />

may appear to be assuming relationships between<br />

peers – researcher and teachers, for example, or<br />

research professor and postgraduate students – and<br />

this assumption would seem to underpin many of<br />

the discussions of an ethical nature in the research<br />

literature generally. However, much educational<br />

research involves children who cannot be regarded<br />

as being on equal terms with the researcher and<br />

it is important to keep this in mind at all stages<br />

in the research process, including the point where<br />

informed consent is sought. In this connection we<br />

refer to the important work of Fine and Sandstrom<br />

(1988), whose ethnographic and participant<br />

observational studies of children and young people<br />

focus, among other issues, on this asymmetry with<br />

respect to the problems of obtaining informed<br />

consent from their young subjects and explaining<br />

the research in a comprehensible fashion. As a<br />

Chapter 2

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