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ETHICAL DILEMMAS 63<br />

coercing them to participate<br />

withholding information about the true nature<br />

of the research<br />

deceiving participants in other ways<br />

inducing them to commit acts diminishing<br />

their self-esteem<br />

violating rights of self-determination (e.g. in<br />

studies seeking to promote individual change)<br />

exposing participants to physical or mental<br />

stress<br />

invading their privacy<br />

withholding benefits from some participants<br />

(e.g. in comparison groups)<br />

not treating participants fairly, or with<br />

consideration, or with respect.<br />

Interestingly, Robson (1993) calls these ‘questionable<br />

practices’ rather than areas to be proscribed,<br />

indicating that they are not black and white, right<br />

or wrong matters. They constitute the problem of<br />

ethical dilemmas.<br />

At the beginning of this chapter, we sp<strong>ok</strong>e of<br />

the costs/benefits ratio. Frankfort-Nachmias and<br />

Nachmias (1992) express this as a conflict between<br />

two rights: the rights to conduct research in<br />

order to gain knowledge versus the rights of<br />

participants to self-determination, privacy and<br />

dignity. This constitutes the fundamental ethical<br />

dilemma of the social scientist for whom there<br />

are no absolute right or wrong answers. Which<br />

proposition is favoured, or how a balance between<br />

the two is struck will depend very much on the<br />

background, experience, and personal values of<br />

the individual researcher. We examine here other<br />

dilemmas that may confront investigators once<br />

they have come to some accommodation with this<br />

fundamental dilemma and decided to proceed with<br />

their research.<br />

Privacy<br />

For the most part, individual ‘right to privacy’<br />

is usually contrasted with public ‘right to<br />

know’ (Pring 1984) and this has been defined<br />

in the Ethical Guidelines for the Institutional Review<br />

Committee for Research with Human Subjects as that<br />

which<br />

extends to all information relating to a person’s physical<br />

and mental condition, personal circumstances<br />

and social relationships which is not already in the<br />

public domain. It gives to the individual or collectivity<br />

the freedom to decide for themselves when and<br />

where, in what circumstances and to what extent<br />

their personal attitudes, opinions, habits, eccentricities,<br />

doubts and fears are to be communicated to or<br />

withheld from others.<br />

(Social Sciences and Humanities<br />

Research Council of Canada 1981)<br />

In the context of research, therefore, ‘right to<br />

privacy’ may easily be violated during the course<br />

of an investigation or denied after it has been<br />

completed. At either point the participant is<br />

vulnerable.<br />

Privacy has been considered from three different<br />

perspectives by Diener and Crandall (1978). These<br />

are the sensitivity of the information being given,<br />

the setting being observed, and dissemination<br />

of information. Sensitivity of information refers<br />

to how personal or potentially threatening the<br />

information is that is being collected by the<br />

researcher. Certain kinds of information are<br />

more personal than others and may be more<br />

threatening. According to a report by the<br />

American Psychological Association (1973) for<br />

example, ‘Religious preferences, sexual practices,<br />

income, racial prejudices, and other personal<br />

attributes such as intelligence, honesty, and<br />

courage are more sensitive items than ‘‘name,<br />

rank and serial number’’ ’. Thus, the greater the<br />

sensitivity of the information, the more safeguards<br />

are called for to protect the privacy of the<br />

participants.<br />

The setting being observed may vary from<br />

very private to completely public. The home,<br />

for example, is considered one of the most<br />

private settings and intrusions into people’s homes<br />

without their consent are forbidden by law.<br />

Dissemination of information concerns the ability<br />

to match personal information with the identity<br />

of the research participants. Indeed, personal data<br />

are defined at law as those data which uniquely<br />

identify the individual providing them. When such<br />

information is publicized with names through the<br />

Chapter 2

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