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2<br />

The ethics of educational and social research<br />

Introduction<br />

The awareness of ethical concerns in research<br />

is reflected in the growth of relevant literature<br />

and in the appearance of regulatory codes of<br />

research practice formulated by various agencies<br />

and professional bodies. 1 A major ethical dilemma<br />

is that which requires researchers to strike a<br />

balance between the demands placed on them<br />

as professional scientists in pursuit of truth,<br />

and their subjects’ rights and values potentially<br />

threatened by the research. This is known as<br />

the ‘costs/benefits ratio’, the essence of which<br />

is outlined by Frankfort-Nachmias and Nachmias<br />

(1992) in Box 2.1, and is a concept we return<br />

to later in the chapter. Ethical problems for<br />

researchers can multiply surprisingly when they<br />

move from the general to the particular, and from<br />

the abstract to the concrete.<br />

Ethical issues may stem from the kinds of<br />

problems investigated by social scientists and the<br />

methods they use to obtain valid and reliable<br />

data. This means that each stage in the research<br />

sequence raises ethical issues. They may arise<br />

from the nature of the research project itself<br />

(ethnic differences in intelligence, for example);<br />

the context for the research (a remand home);<br />

the procedures to be adopted (producing high<br />

levels of anxiety); methods of data collection<br />

(covert observation); the nature of the participants<br />

(emotionally disturbed adolescents); the type of<br />

data collected (highly personal and sensitive<br />

information); and what is to be done with the<br />

data (publishing in a manner that may cause<br />

participants embarrassment).<br />

In this chapter we present a conspectus of the<br />

main issues that may confront researchers. Each<br />

research undertaking is an event sui generis, and<br />

the conduct of researchers cannot be, indeed<br />

should not be, forced into a procrustean system<br />

of ethics. When it comes to the resolution<br />

of a specific moral problem, each situation<br />

frequently offers a spectrum of possibilities<br />

(see http://www.routledge.com/textbo<strong>ok</strong>s/<br />

9780415368780 – Chapter 2, file 2.1. ppt).<br />

In this chapter we review seriatim several issues<br />

in the ethical field. These can constitute a set<br />

of initial considerations that researchers should<br />

address in planning research:<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

informed consent<br />

gaining access to and acceptance in the<br />

research setting<br />

the nature of ethics in social research generally<br />

sources of tension in the ethical debate,<br />

including non-maleficence, beneficence and<br />

human dignity, absolutist and relativist ethics<br />

problems and dilemmas confronting the researcher,<br />

including matters of privacy, anonymity,<br />

confidentiality, betrayal and deception<br />

ethical problems endemic in particular research<br />

methods<br />

ethics and evaluative research<br />

regulatory ethical frameworks, guidelines and<br />

codes of practice for research<br />

personal codes of practice<br />

sponsored research<br />

responsibilities to the research community.<br />

While many of these issues concern procedural<br />

ethics, we have to recall that ethics concern right<br />

and wrong, good and bad, and so procedural<br />

ethics are not enough; one has to consider<br />

how the research purposes, contents, methods,<br />

reporting and outcomes abide by ethical principles<br />

and practices. Before this, however, we examine<br />

another fundamental concept which, along<br />

with the costs/benefits ratio, contributes to the

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