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Forest Certification in Developing and Transitioning ... - UTas ePrints

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480<br />

forest certification <strong>in</strong> develop<strong>in</strong>g <strong>and</strong> transition<strong>in</strong>g countries<br />

1 Research for this case study<br />

was based on a comb<strong>in</strong>ation<br />

of literature reviews, <strong>in</strong>terviews<br />

with key stakeholders <strong>in</strong><br />

the forestry <strong>in</strong>dustry, <strong>and</strong> personal<br />

observations. Personal<br />

observations are based on<br />

consult<strong>in</strong>g work that enabled<br />

the author to communicate<br />

with a large number of lead<strong>in</strong>g<br />

forestry players. The<br />

author was part of the team<br />

that developed national<br />

Pr<strong>in</strong>ciples, Criteria <strong>and</strong><br />

Indicators for susta<strong>in</strong>able<br />

forestry <strong>in</strong> South Africa <strong>and</strong><br />

also accompanied certification<br />

bodies on a number of plantation<br />

audits as a representative<br />

of FSC.<br />

This case study elaborates on these unique developments <strong>in</strong> a sequence of<br />

analytical steps <strong>and</strong> reveals that there is a higher level of commitment towards the<br />

certification process on the side of the South African forestry <strong>in</strong>dustry than <strong>in</strong> other<br />

countries where external agents such as NGOs <strong>and</strong> government agencies drove the<br />

certification effort. 1<br />

background factors<br />

Historical Context<br />

<strong>Forest</strong>ry Problems<br />

A way to underst<strong>and</strong> forest certification <strong>in</strong> the South African context is to look at<br />

some of the problems faced by the <strong>in</strong>dustry <strong>in</strong> the country. Some of these problems<br />

<strong>in</strong>clude environmental impacts on water <strong>and</strong> biodiversity, the impact of certification<br />

on small-scale timber growers, <strong>and</strong> HIV/AIDS.<br />

<strong>Forest</strong>ry <strong>and</strong> Water Use<br />

Plantation forestry <strong>in</strong> South Africa is practiced <strong>in</strong> natural ecosystems (mostly<br />

different k<strong>in</strong>ds of grassl<strong>and</strong>) that don’t support natural forests. <strong>Forest</strong>ry operations<br />

challenge these non-forest natural ecosystems <strong>and</strong> hence regulations are about<br />

limit<strong>in</strong>g or m<strong>in</strong>imiz<strong>in</strong>g impacts of forest operations rather than ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g<br />

naturally function<strong>in</strong>g forest ecosystems.<br />

It was recognized <strong>in</strong> the early 1970s that forestry activities located <strong>in</strong> mounta<strong>in</strong><br />

catchment areas reduce stream runoff more than the natural vegetation would have.<br />

S<strong>in</strong>ce 1972, permits had to be obta<strong>in</strong>ed from government for any new tree plant<strong>in</strong>gs.<br />

In the second half of the 1990s, forestry has been classified as a Stream Flow<br />

Reduction Activity <strong>and</strong> afforestation permits have been replaced with water-use<br />

licenses. For any new afforestation to take place, an <strong>in</strong>tensive environmental impact<br />

assessment must be conducted <strong>and</strong> only after it has been determ<strong>in</strong>ed that the specific<br />

catchment has sufficient water available will a license be granted. <strong>Forest</strong>ry companies<br />

also need to pay a water tax based on the estimated amount of water that their<br />

plantation hold<strong>in</strong>gs use per annum (Anon 2002a).<br />

These regulations have made it very difficult to exp<strong>and</strong> plantation forests. Timber<br />

growers are unhappy with these regulations because the other agricultural <strong>in</strong>dustries<br />

are not regulated <strong>in</strong> the same way (Anon 2002a). As these regulations are part of<br />

forestry legislation, certification bodies audit compliance with permits <strong>and</strong> licenses<br />

dur<strong>in</strong>g certification <strong>in</strong>spections (SGS 2004).<br />

Biodiversity <strong>and</strong> Environmental Pressures<br />

Plantation forestry could very well be compared to agricultural activities where an<br />

area is covered by a (often exotic) mono-crop. In this regard aspects such as illegal<br />

logg<strong>in</strong>g <strong>and</strong> deforestation would not be applicable <strong>in</strong> a plantation forestry<br />

yale school of forestry & environmental studies

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