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Forest Certification in Developing and Transitioning ... - UTas ePrints

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forest certification <strong>in</strong> zambia<br />

537<br />

<strong>in</strong>troduction<br />

<strong>Forest</strong> certification first ga<strong>in</strong>ed attention <strong>in</strong> Zambia <strong>in</strong> the early 1990s dur<strong>in</strong>g a<br />

turbulent time <strong>in</strong> which the country moved from a socialist comm<strong>and</strong> to a market<br />

economy. These broad macro-factors are central to any story of forest certification<br />

because the government gave up its controll<strong>in</strong>g <strong>in</strong>terest <strong>in</strong> most economic<br />

production ventures (<strong>in</strong>clud<strong>in</strong>g the forest sector), result<strong>in</strong>g <strong>in</strong> <strong>in</strong>creased attention to,<br />

<strong>and</strong> <strong>in</strong>terest <strong>in</strong>, market forces <strong>and</strong> <strong>in</strong>centives. As a result, forest certification, with its<br />

focus on market-approaches, was arguably facilitated by these broad changes <strong>in</strong><br />

economic orientation. Whether, <strong>and</strong> how, forest owners are able to take advantage of<br />

forest certification, however, is cont<strong>in</strong>gent on successful implementation of these<br />

reforms, which are still at a nascent stage. Indeed, as late as 1999, the state ma<strong>in</strong>ta<strong>in</strong>ed<br />

sole responsibility for authoriz<strong>in</strong>g forest management <strong>and</strong> the development of forest<br />

products. The total certified <strong>in</strong>digenous forest area is currently 8,485,000 hectares.<br />

This represents 11 percent of the 75,260,000 hectares of the total l<strong>and</strong> area for the<br />

country.<br />

In part for these reasons, <strong>in</strong>itial <strong>in</strong>terest <strong>in</strong> certification can be traced to two<br />

different <strong>in</strong>ternational sources: export markets <strong>and</strong> <strong>in</strong>ternational donors. The first<br />

was a response to concerns <strong>in</strong> Europe <strong>and</strong> America, where consumer awareness is<br />

relatively high. These concerns orig<strong>in</strong>ated with the knowledge that, while Zambia is<br />

well endowed with forest resources, the last quarter century has witnessed<br />

widespread deforestation that has depleted this valuable resource. As a result,<br />

exporters found that it was not possible to export Zambian forest products without<br />

offer<strong>in</strong>g any assurance to the foreign markets about the quality of forest management<br />

(Malichi 2004). In view of this it was deemed necessary to satisfy the foreign market<br />

by meet<strong>in</strong>g the European <strong>and</strong> American st<strong>and</strong>ards. To this end certification was<br />

sought with the hope that it would open export opportunities for these certified<br />

products. Whereas community-based natural resource management organizations<br />

have funded the certification for non-wood forest products (NWFP), commercial<br />

companies have had no subsidy for fund<strong>in</strong>g the certification process. To them it has<br />

been a bus<strong>in</strong>ess risk that has to be undertaken <strong>in</strong> order to safeguard market share.<br />

There is no guarantee that certification will br<strong>in</strong>g <strong>in</strong>creased profitability.<br />

The second set of <strong>in</strong>ternational sources consisted of donors, who were <strong>in</strong>terested<br />

<strong>in</strong> promot<strong>in</strong>g community forestry community development <strong>and</strong> poverty alleviation.<br />

Such efforts <strong>and</strong> resources created fewer bottlenecks than existed for commercial<br />

forestry, <strong>and</strong> as a result, it was on these forests that the first certifications were granted.<br />

However, as shown below, susta<strong>in</strong>ability of the operations after the departure of<br />

donors could not be assured because of the exist<strong>in</strong>g macro-economic conditions<br />

Zambia was fac<strong>in</strong>g.<br />

For these reasons, exist<strong>in</strong>g effects have been mixed. Different stakeholders view<br />

certification differently. Whereas the certified organizations view it as a way to susta<strong>in</strong><br />

their bus<strong>in</strong>esses, government looks at it as a process that dim<strong>in</strong>ishes its power<br />

<strong>and</strong> control over forests. Consequently, government acceptance of certification has<br />

been cautious.<br />

yale school of forestry & environmental studies

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