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Reduction and Elimination in Philosophy and the Sciences

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Benacerraf <strong>and</strong> Bad Company<br />

(An Attack on Neo-Fregeanism)<br />

Michael Gabbay, London, Engl<strong>and</strong>, UK<br />

1 Benacerraf on what numbers could not be<br />

In his celebrated paper, “What numbers could not be”,<br />

Benacerraf presents a challenge to <strong>the</strong>ories identify<strong>in</strong>g<br />

numbers with set <strong>the</strong>oretic constructs. He asks why <strong>the</strong><br />

numbers should be identified with sequence (1), <strong>the</strong> Von<br />

Neumann ord<strong>in</strong>als, ra<strong>the</strong>r than sequence (2), <strong>the</strong> Zermelo<br />

ord<strong>in</strong>als.<br />

∅, {∅}, {∅, {∅}}, {∅, {∅}, {∅, {∅}}} (1)<br />

∅, {∅}, {{∅}}, {{{∅}}} (2)<br />

Benacerraf concludes that <strong>the</strong>re is no reason why <strong>the</strong><br />

number 3 should be identified with an element from one<br />

construction ra<strong>the</strong>r than ano<strong>the</strong>r. 3 cannot be identified<br />

with both as <strong>the</strong> constructs have <strong>in</strong>compatible properties.<br />

For example <strong>in</strong> (1) <strong>the</strong> fourth element has three members,<br />

but <strong>in</strong> (2) <strong>the</strong> third element has only one member. S<strong>in</strong>ce<br />

<strong>the</strong> number 3 cannot be both {∅, {∅}, {∅, {∅}}} <strong>and</strong> {{{∅}}}<br />

<strong>and</strong> <strong>the</strong>re is no fact of <strong>the</strong> matter whe<strong>the</strong>r it is one or <strong>the</strong><br />

o<strong>the</strong>r, it is nei<strong>the</strong>r. Thus <strong>the</strong> attempted identification of<br />

numbers with sets has been refuted.<br />

… if <strong>the</strong> number 3 is really one set ra<strong>the</strong>r than<br />

ano<strong>the</strong>r, it must be possible to give some cogent<br />

reason for th<strong>in</strong>k<strong>in</strong>g so. But <strong>the</strong>re seems to be little to<br />

choose among <strong>the</strong> accounts for <strong>the</strong> accounts differ<br />

at places where <strong>the</strong>re is no connection whatever<br />

between features of <strong>the</strong> accounts <strong>and</strong> our uses of<br />

<strong>the</strong> words <strong>in</strong> question. [Benacerraf 1965]<br />

It is not hard to see that this objection generalises to any<br />

<strong>the</strong>ory of numbers that has an ontology conta<strong>in</strong><strong>in</strong>g different<br />

sequences of objects that could serve as references of our<br />

number language. Realists may escape Benacerraf’s<br />

argument ei<strong>the</strong>r by f<strong>in</strong>d<strong>in</strong>g a suitably miserly ontology of<br />

abstract objects (<strong>the</strong> ontology of sets is too vast), or simply<br />

refus<strong>in</strong>g to get <strong>in</strong>volved <strong>in</strong> <strong>the</strong> metaphysics of abstract<br />

objects.<br />

I shall argue that Neo-Fregean ontology suffers from<br />

Benacerraf’s objection <strong>in</strong> much <strong>the</strong> same way as <strong>the</strong><br />

ontology of sets. I conclude, analogously to Benacerraf’s<br />

orig<strong>in</strong>al argument, that Neo-Fregean ontology is<br />

necessarily too rich <strong>and</strong> <strong>the</strong>refore does not provide a<br />

satisfactory foundation for arithmetic.<br />

First I shall sketch <strong>the</strong> Neo-Fregean account of<br />

arithmetic, I shall assume that <strong>the</strong> reader is largely familiar<br />

with <strong>the</strong> formal concepts beh<strong>in</strong>d it (<strong>in</strong> particular, I assume<br />

<strong>the</strong> reader has some knowledge of <strong>the</strong> work<strong>in</strong>gs of Frege’s<br />

Theorem [Wright 2000]).<br />

2 Neo-Fregeanism on what numbers could be<br />

2.1 Hume’s pr<strong>in</strong>ciple<br />

The aim of <strong>the</strong> Neo-Fregean programme is to provide a<br />

metaphysics of abstract objects toge<strong>the</strong>r with an<br />

<strong>in</strong>formative account of our epistemic l<strong>in</strong>k to <strong>the</strong>m.<br />

Accord<strong>in</strong>g to Neo-Fregeanism, reference to <strong>the</strong> abstract<br />

objects that are <strong>the</strong> numbers derives from logic <strong>and</strong><br />

def<strong>in</strong>itions alone. Logic <strong>the</strong>n entails arithmetic truths <strong>and</strong>,<br />

<strong>in</strong> this sense, arithmetic is analytic.<br />

Neo-Fregeanism promises to provide a realist<br />

<strong>the</strong>ory of number that can respond to Benacerraf’s<br />

argument. Accord<strong>in</strong>g to Neo-Fregeanism, certa<strong>in</strong> abstract<br />

objects exist, <strong>and</strong> we can know <strong>and</strong> refer to <strong>the</strong>m via<br />

abstraction pr<strong>in</strong>ciples. The natural numbers are among<br />

those abstract objects we can know about via a particular<br />

abstraction pr<strong>in</strong>ciple, Hume’s Pr<strong>in</strong>ciple:<br />

The number of F = <strong>the</strong> number of G iff<br />

<strong>the</strong> F <strong>and</strong> <strong>the</strong> G are <strong>in</strong> one-one correspondence (3)<br />

For each predicate F, Hume’s pr<strong>in</strong>ciple identifies or allows<br />

reference to, an object that is <strong>the</strong> number of F. This<br />

formalisation should be familiar to <strong>the</strong> reader:<br />

∀F∀G[nx.Fx = nx.Gx ↔ F1~1G] (4)<br />

Hume’s pr<strong>in</strong>ciple is to be taken as a def<strong>in</strong>ition, <strong>in</strong> terms of<br />

one-one correspondence, of <strong>the</strong> b<strong>in</strong>d<strong>in</strong>g term-former<br />

nx.(…). Fur<strong>the</strong>rmore, <strong>the</strong> Neo-Fregeans argue that oneone<br />

correspondence is a fundamental application <strong>and</strong><br />

concept of card<strong>in</strong>al numbers. So <strong>the</strong> abstract entities,<br />

reference to which is generated by Hume’s pr<strong>in</strong>ciple, really<br />

are <strong>the</strong> card<strong>in</strong>al numbers (<strong>the</strong>y are <strong>the</strong> only abstract<br />

entities tied appropriately to <strong>the</strong> application of count<strong>in</strong>g).<br />

2.2 Frege’s <strong>the</strong>orem<br />

I now sketch how Neo-Fregeans use Hume’s pr<strong>in</strong>ciple to<br />

provide a realist foundation for arithmetic.<br />

Follow<strong>in</strong>g Frege, <strong>the</strong> strategy is to def<strong>in</strong>e suitable<br />

properties <strong>and</strong> relations that satisfy <strong>the</strong> second order<br />

Peano axioms of arithmetic. To dist<strong>in</strong>guish <strong>the</strong> def<strong>in</strong>ed<br />

terms of this section with <strong>the</strong> def<strong>in</strong>ed terms of Section 3.2,<br />

I subscript <strong>the</strong>m with H for ‘Hume’.<br />

First a successor/predecessor relation is def<strong>in</strong>ed:<br />

PreH(t, t') means ∃F∃z[t' = nx.Fx ∧ Fz ∧ t = nx.(Fx ∧ x ≠ z)] (5)<br />

So t is <strong>the</strong> predecessor of t' when t' is <strong>the</strong> number of some<br />

property F <strong>and</strong> t is <strong>the</strong> number of <strong>the</strong> Fs that are not z, for<br />

some z.<br />

Zero is def<strong>in</strong>ed to be <strong>the</strong> number of any <strong>in</strong>consistent<br />

property, e.g. 0H = nx.(x ≠ x), it does not matter which as<br />

all empty properties are <strong>in</strong> one-one correspondence.<br />

A natural number is <strong>the</strong>n def<strong>in</strong>ed as be<strong>in</strong>g any<br />

number <strong>in</strong> <strong>the</strong> transitive closure of <strong>the</strong> predecessor relation<br />

from 0H. More formally, <strong>the</strong> transitive closure of any b<strong>in</strong>ary<br />

relation R may be def<strong>in</strong>ed as:<br />

R * (t, t') means ∀F [ (Ft ∧ ∀x∀y(Fx ∧ R(x, y) → Fy)) → Ft' ] (6)<br />

And now we may def<strong>in</strong>e <strong>the</strong> natural numbers as all those<br />

objects <strong>in</strong> <strong>the</strong> transitive closure of <strong>the</strong> predecessor relation<br />

from 0H:<br />

*<br />

NatH(t) means PreH (0H, t') (7)<br />

109

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