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Reduction and Elimination in Philosophy and the Sciences

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The Knower Paradox <strong>and</strong> <strong>the</strong> Quantified Logic of Proofs<br />

Walter Dean / Hidenori Kurokawa, New York, USA<br />

The Knower paradox was orig<strong>in</strong>ally <strong>in</strong>troduced by<br />

(Montague <strong>and</strong> Kaplan 1960) [M&K]. We will beg<strong>in</strong> by<br />

record<strong>in</strong>g a simple version of <strong>the</strong> paradox adapted from<br />

(Egré 2005). Suppose that T extends Q <strong>and</strong> let K(x) be a<br />

(possibly complex) predicate <strong>in</strong> L T. It follows that T proves<br />

a fixed po<strong>in</strong>t <strong>the</strong>orem of <strong>the</strong> follow<strong>in</strong>g form:<br />

(FP) For every open formula φ(x) <strong>in</strong> LT, <strong>the</strong>re exists a sentence<br />

δ such that<br />

(*) T ⊢ φ(δ) ↔ δ.<br />

Now suppose K(x) additionally satisfies<br />

(T) T ⊢ K(φ) → φ<br />

(Nec) if T ⊢ φ, <strong>the</strong>n T ⊢ K(φ)<br />

Then it may be shown that T is <strong>in</strong>consistent by lett<strong>in</strong>g δ be<br />

such that<br />

1) T ⊢ ¬K(δ) → δ<br />

2) T ⊢ K(δ) → ¬δ<br />

via (FP) <strong>and</strong> <strong>the</strong>n argu<strong>in</strong>g as follows<br />

3) K(δ) → δ T<br />

4) ¬K(δ) 2), 3)<br />

5) δ 1), 4)<br />

6) K(δ) 5), Nec<br />

7) ⊥<br />

The forego<strong>in</strong>g presentation of <strong>the</strong> Knower departs from<br />

that of M&K <strong>in</strong> two respects. The first of <strong>the</strong>se is that ra<strong>the</strong>r<br />

than us<strong>in</strong>g a sentence δ satisfy<strong>in</strong>g 1), 2), <strong>the</strong>y use one<br />

satisfy<strong>in</strong>g K(¬δ) ↔ δ. The second is that we have employed<br />

<strong>the</strong> rule Nec, as opposed to assum<strong>in</strong>g that K(x)<br />

satisfies <strong>the</strong> axioms<br />

(U) K(K φ → φ)<br />

(I) K(φ) & I(φ,ψ) → K(ψ)<br />

where<strong>in</strong> I(φ,ψ) expresses that ψ is derivable from φ. It may<br />

reasonably be claimed that <strong>the</strong> orig<strong>in</strong>al derivation of M&K<br />

rests on a set of pr<strong>in</strong>ciples which more precisely isolates<br />

<strong>the</strong> source of <strong>the</strong> paradox than those we have employed.<br />

We have elected to base our treatment on 1)-7) because<br />

<strong>the</strong> resolution we suggest below will also be applicable to<br />

<strong>the</strong> choice of fixed po<strong>in</strong>t <strong>and</strong> weaker pr<strong>in</strong>ciples employed<br />

by M&K.<br />

It is also notable that <strong>the</strong> Knower was orig<strong>in</strong>ally<br />

formulated <strong>in</strong> an arithmetic language as opposed to one<br />

with a propositional operator. This reflects <strong>the</strong> fact that<br />

M&K assume that such a sett<strong>in</strong>g is required <strong>in</strong> order to<br />

ensure <strong>the</strong> existence of self-referential statements <strong>and</strong><br />

argues that <strong>the</strong>y took <strong>the</strong> paradox to weaken Qu<strong>in</strong>e’s<br />

argument that modal operators must be conceived as<br />

predicates of sentences. As Érgé conv<strong>in</strong>c<strong>in</strong>gly argues,<br />

however, <strong>the</strong> availability of self-reference <strong>in</strong> a language<br />

with modal operators is essentially <strong>in</strong>dependent of whe<strong>the</strong>r<br />

we th<strong>in</strong>k of <strong>the</strong>se operators as tak<strong>in</strong>g sentences or<br />

propositions as arguments.<br />

This observation suggests that by view<strong>in</strong>g <strong>the</strong><br />

forego<strong>in</strong>g derivation <strong>in</strong> a modal sett<strong>in</strong>g, it may be possible<br />

to isolate <strong>the</strong> pr<strong>in</strong>ciples which lead to paradox <strong>in</strong> a manner<br />

that does not depend on <strong>the</strong> mechanism by which selfreference<br />

is achieved. It is an easy observation that this<br />

derivation rema<strong>in</strong>s valid when we re<strong>in</strong>terpret K(x) as a<br />

propositional operator <strong>and</strong> treat <strong>the</strong> arithmetic sentence δ<br />

as a denot<strong>in</strong>g a fixed proposition D of which<br />

8) ¬�D ↔ D<br />

is provable. When recast <strong>in</strong> this light, <strong>the</strong> derivation can be<br />

taken to show that <strong>the</strong>re is a general conflict between <strong>the</strong><br />

modal reflection axiom T (which is <strong>the</strong> analogue of T) <strong>and</strong><br />

any modal pr<strong>in</strong>ciples which would imply 8).<br />

One means by which this can be demonstrated is to<br />

note that <strong>the</strong> logic S4 (which <strong>in</strong>cludes T) is <strong>in</strong>compatible<br />

with self-reference <strong>in</strong> <strong>the</strong> sense that not only is it <strong>in</strong>capable<br />

of prov<strong>in</strong>g any <strong>in</strong>stance of 8) but also<br />

9) S4 + � (¬�D ↔ D) is <strong>in</strong>consistent 1<br />

This result might be taken to bear on <strong>the</strong> Knower not only<br />

because its proof essentially recapitulates 1)-7), but also<br />

because <strong>the</strong>re is a well-known <strong>in</strong>terpretation of S4<br />

whereby � is assigned <strong>the</strong> read<strong>in</strong>g<br />

10) �F iff F is <strong>in</strong>formally provable<br />

Such an <strong>in</strong>terpretation was first proposed by (Gödel 1933)<br />

<strong>in</strong> an attempt to provide a provability semantics for <strong>in</strong>tuitionistic<br />

logic. The details of what follows do not, however,<br />

rely specifically on <strong>the</strong> relationship between S4 <strong>and</strong><br />

<strong>in</strong>tuitionism. Ra<strong>the</strong>r, <strong>the</strong>y depend on <strong>the</strong> availability of socalled<br />

explicit ref<strong>in</strong>ements of S4 which can be employed to<br />

reason about knowledge qua provability.<br />

For present purposes, an explicit modal logic can be<br />

taken to be one that possesses an <strong>in</strong>f<strong>in</strong>ite family of<br />

modalities of <strong>the</strong> form t:F. As opposed to 10), where<strong>in</strong> �<br />

expresses a notion of provability <strong>in</strong> which proofs are kept<br />

implicit, this notation is conventionally assigned <strong>the</strong><br />

<strong>in</strong>terpretation<br />

11) t:φ iff t verifies φ<br />

Here t may be a structured term which, <strong>in</strong> <strong>the</strong> paradigmatic<br />

case, is taken to denote an explicit ma<strong>the</strong>matical proof. A<br />

system employ<strong>in</strong>g this notation was envisioned by (Gödel<br />

1938). However, a complete formalization of a logic of<br />

explicit proof was first provided by (Artemov 2001) under<br />

<strong>the</strong> name LP (<strong>the</strong> Logic of Proofs).<br />

LP itself is not sufficient to express <strong>the</strong> versions of<br />

FP <strong>and</strong> T which are required to formulate <strong>the</strong> Knower. For<br />

note that on <strong>the</strong>ir <strong>in</strong>tended <strong>in</strong>terpretations, both <strong>the</strong><br />

arithmetic knowledge predicate K(x) <strong>and</strong> <strong>the</strong> <strong>in</strong>formal<br />

provability predicate � conta<strong>in</strong> implicit quantifiers over<br />

proofs or o<strong>the</strong>r evidentiary entities. This is clearest <strong>in</strong> <strong>the</strong><br />

case of K(x), which is st<strong>and</strong>ardly taken to extend an<br />

arithmetic provability predicate Bew(y) which itself<br />

abbreviates a statement of <strong>the</strong> form ∃xProof(x,y).<br />

Although as Gödel already observed, <strong>the</strong> � of S4 cannot<br />

be <strong>in</strong>terpreted as express<strong>in</strong>g provability with<strong>in</strong> formal<br />

1 This tension also surfaces with respect to <strong>the</strong> provability logic GL <strong>in</strong> which<br />

statements like 8) are provable. However, it may easily be shown that GL + T<br />

is <strong>in</strong>consistent.<br />

61

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