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Reduction and Elimination in Philosophy and the Sciences

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142<br />

Relat<strong>in</strong>g Theories. Models <strong>and</strong> Structural Properties <strong>in</strong> Inter<strong>the</strong>oretic <strong>Reduction</strong> — Rafaela Hillerbr<strong>and</strong><br />

choos<strong>in</strong>g a certa<strong>in</strong> temperature scale. Then <strong>the</strong> formal<br />

analogy between <strong>the</strong> <strong>the</strong>rmodynamic ideal gas law – a<br />

comb<strong>in</strong>ation of Boyle's (Mariotte's) law <strong>and</strong> Charle's (Gay-<br />

Lussac's) law – <strong>and</strong> <strong>the</strong> statistical law relat<strong>in</strong>g pressure,<br />

volume, <strong>and</strong> mean k<strong>in</strong>etic energy allows correlat<strong>in</strong>g<br />

<strong>the</strong>rmodynamic with statistical pressure as well as<br />

<strong>the</strong>rmodynamic temperature with <strong>the</strong> mean k<strong>in</strong>etic energy<br />

<strong>and</strong> <strong>the</strong> number of degrees of freedom of <strong>the</strong> <strong>in</strong>dividual<br />

gas particles. Only by settl<strong>in</strong>g for a concrete temperature<br />

scale, are we able to identify Rydberg constant <strong>and</strong> thus<br />

Boltzmann constant; only by choos<strong>in</strong>g a concrete<br />

realization of statistical mechanics were we able to relate<br />

(statistical) pressure to volume <strong>and</strong> mean k<strong>in</strong>etic energy.<br />

Note that <strong>the</strong> need to <strong>in</strong>voke <strong>the</strong> latter model was also<br />

noted by S.W. Yi (2003).<br />

The (not purely) formal analogy between <strong>the</strong> model<br />

equations allows identification of <strong>the</strong> correspond<strong>in</strong>g<br />

quantities, yield<strong>in</strong>g <strong>the</strong> well-known bridge concept that<br />

relates <strong>the</strong>rmodynamic temperature to <strong>the</strong> mean k<strong>in</strong>etic<br />

energy of microscopic particles per degree of freedom.<br />

Note that we follow here a dist<strong>in</strong>ction <strong>in</strong>troduced by L.<br />

Sklar (1993): Bridge rules may merely correlate <strong>the</strong><br />

<strong>in</strong>volved quantities, or <strong>the</strong>y can identify a concept <strong>in</strong> T with<br />

a correspond<strong>in</strong>g one <strong>in</strong> t. Follow<strong>in</strong>g Yi (2003), any<br />

identification of terms between various <strong>the</strong>ories is to be<br />

rejected as a metaphysically heavily loaded concept with<br />

many nontrivial <strong>and</strong> far from obvious assumptions on how<br />

<strong>the</strong>oretical terms can make sense outside <strong>the</strong> <strong>the</strong>ory <strong>the</strong>y<br />

are embedded <strong>in</strong>. None<strong>the</strong>less, Sklar is right when he<br />

po<strong>in</strong>ts out that without fur<strong>the</strong>r specification <strong>the</strong> term<br />

correlation is so vague that it begs <strong>the</strong> question as to how<br />

<strong>the</strong> terms are actually related. The preced<strong>in</strong>g analysis<br />

showed a way out of this dilemma: It is not terms with<strong>in</strong><br />

<strong>the</strong>ories that are mapped <strong>in</strong> one way or ano<strong>the</strong>r, but <strong>in</strong> <strong>the</strong><br />

narrow sett<strong>in</strong>g of concrete models, various descriptive<br />

terms can be identified on (not merely) formal analogies<br />

without <strong>the</strong> metaphysical ballast bo<strong>the</strong>r<strong>in</strong>g us if <strong>the</strong><br />

identification were on <strong>the</strong> level of <strong>the</strong> <strong>in</strong>volved <strong>the</strong>ories.<br />

3. Reduc<strong>in</strong>g structural properties<br />

Even assum<strong>in</strong>g that <strong>the</strong> commonly suggested correspondence<br />

rules successfully reduce models of t to models of<br />

T, this is not yet <strong>the</strong> end of <strong>the</strong> story of reduction to be told<br />

here. Not only <strong>the</strong> observational vocabulary stated <strong>in</strong> <strong>the</strong>oretical<br />

terms like temperature or pressure that take on<br />

specific numerical values needs to be correlated; also<br />

(parts of) <strong>the</strong> structural properties of T have to be mapped<br />

to those of t.<br />

Structural properties refer to those properties of<br />

<strong>the</strong>ories that do not turn on arbitrary choice of units, like<br />

<strong>the</strong> choice of a certa<strong>in</strong> temperature scale, but concern<br />

<strong>in</strong>tr<strong>in</strong>sic features of a system. Consider <strong>the</strong> <strong>the</strong>rmodynamic<br />

concept of quasistatic changes, mean<strong>in</strong>g that <strong>the</strong> system<br />

goes through a sequence of states that are <strong>in</strong>f<strong>in</strong>itesimally<br />

close to (<strong>the</strong>rmodynamic) equilibrium. It is not<br />

straightforward what <strong>the</strong> equivalent of a quasistatic<br />

transformation <strong>in</strong> statistical mechanics might be (cp. Frigg<br />

2008). However, implicit correspondence rules map this<br />

structural property of <strong>the</strong>rmodynamics to that of statistical<br />

mechanics. The claim for quasistatic transformation with<strong>in</strong><br />

<strong>the</strong> <strong>the</strong>rmodynamic framework translates to <strong>the</strong><br />

requirement that on <strong>the</strong> microscopic level <strong>the</strong> relaxation<br />

time tpa of <strong>the</strong> particles is much smaller than <strong>the</strong> typical<br />

time scale tav at which changes occur <strong>in</strong> <strong>the</strong> coarsegra<strong>in</strong>ed,<br />

averaged quantities. Hence <strong>the</strong> microscopic<br />

condition correspond<strong>in</strong>g to <strong>the</strong> <strong>the</strong>rmodynamic<br />

requirement of quasistatic changes is: tpa >> tav, imply<strong>in</strong>g<br />

tpa/tav → 0.<br />

Follow<strong>in</strong>g R. Batterman (2002), this limit<strong>in</strong>g<br />

procedure is a special k<strong>in</strong>d of explanation common with<strong>in</strong><br />

physics, a so-called asymptotic explanation. As C. P<strong>in</strong>cock<br />

(2007) noted <strong>the</strong>se belong to <strong>the</strong> broader class of abstract<br />

explanation appeal<strong>in</strong>g primarily to <strong>the</strong> ``formal relational<br />

features of a physical system'' <strong>and</strong> thus account to what I<br />

have referred to as structural properties.<br />

It is <strong>in</strong>dispensable that reduction accounts also for<br />

(some of) <strong>the</strong> abstract explanations of <strong>the</strong> different<br />

<strong>the</strong>ories <strong>in</strong>volved. One obvious objection aga<strong>in</strong>st this claim<br />

contends that <strong>the</strong> content of a <strong>the</strong>ory is identified with its<br />

empirical content, embedded <strong>in</strong> <strong>the</strong> observables that take<br />

on numerical values. However even <strong>the</strong>n some of <strong>the</strong><br />

structural properties need to be bridged. Any model or<br />

<strong>the</strong>ory makes predictions only with<strong>in</strong> some range of<br />

applicability. Beyond <strong>the</strong>ory-external conditions, <strong>the</strong>re are<br />

always specifications of <strong>the</strong> range of applicability <strong>in</strong>ternal<br />

to <strong>the</strong> <strong>the</strong>ory or <strong>the</strong> model under consideration. In<br />

specify<strong>in</strong>g this range of applicability, we fall back on <strong>the</strong><br />

structural properties of <strong>the</strong> <strong>the</strong>ory. Thermodynamics, for<br />

example, makes predictions about <strong>the</strong> state of a system if<br />

<strong>the</strong> undergone changes are quasistatic. A successful<br />

reduction requires that at least those structural properties<br />

of <strong>the</strong> reduced <strong>the</strong>ory required to specify <strong>the</strong> range of<br />

applicability are connected to <strong>the</strong> reduc<strong>in</strong>g <strong>the</strong>ory, <strong>and</strong> vice<br />

versa.<br />

Conclud<strong>in</strong>g this section, it is worth not<strong>in</strong>g that <strong>the</strong>re<br />

is a genu<strong>in</strong>e difference <strong>in</strong> how <strong>the</strong> connection of <strong>the</strong><br />

descriptive vocabulary <strong>and</strong> <strong>the</strong> structural properties of two<br />

<strong>the</strong>ories describ<strong>in</strong>g <strong>the</strong> same physical system are treated<br />

with<strong>in</strong> <strong>the</strong> sciences. While for <strong>the</strong> former explicit<br />

correspondence or bridge rules are stated – as for<br />

example <strong>in</strong> relat<strong>in</strong>g <strong>the</strong> microscopic <strong>and</strong> <strong>the</strong><br />

<strong>the</strong>rmodynamic temperature discussed above – <strong>the</strong><br />

relation between <strong>the</strong> formal relational features of two<br />

ma<strong>the</strong>matical descriptions is mostly given implicitly <strong>and</strong><br />

often rema<strong>in</strong>s among <strong>the</strong> `tacit knowledge' of <strong>the</strong><br />

scientists, shared by <strong>the</strong> practice of do<strong>in</strong>g a specific<br />

scientific research.<br />

4. Conclusion<br />

This paper argued that even when well established <strong>the</strong>ories<br />

exist, <strong>the</strong> reduction might not be an <strong>in</strong>ter<strong>the</strong>oretic one.<br />

Ra<strong>the</strong>r a concrete model of a <strong>the</strong>ory T is correlated with a<br />

model of <strong>the</strong>ory t <strong>in</strong> a way that qualifies as reductionist.<br />

Our discussion of <strong>the</strong> alleged reduction of <strong>the</strong>rmodynamic<br />

to statistical mechanics thus explicitly showed how some<br />

of Kitcher's classical criticism of Nagelian reduction with<strong>in</strong><br />

biology translate <strong>in</strong>to <strong>the</strong> more formal sciences. With a<br />

view to <strong>the</strong> debate with<strong>in</strong> philosophy of physics, <strong>the</strong> central<br />

role of models as regards <strong>in</strong>ter<strong>the</strong>oretic reduction can be<br />

taken as a h<strong>in</strong>t to not only ``take <strong>the</strong>rmodynamics less<br />

seriously'' (Callender 2001), but also take statistical mechanics<br />

as a <strong>the</strong>ory less serious.<br />

Turn<strong>in</strong>g to more general debates with<strong>in</strong> philosophy<br />

of science, both po<strong>in</strong>ts made <strong>in</strong> this paper – <strong>the</strong> central<br />

role of models <strong>in</strong> <strong>the</strong> process of reduction <strong>and</strong> <strong>the</strong><br />

necessity to also connect (some of <strong>the</strong>) structural<br />

properties of T <strong>and</strong> t – reveal a more complex picture of<br />

scientific progress as commonly recognized with<strong>in</strong><br />

philosophy of science. Although <strong>the</strong> raised po<strong>in</strong>ts do not<br />

refute <strong>the</strong> hopes <strong>and</strong> fears advanced <strong>in</strong> <strong>the</strong> microscopic,<br />

reduc<strong>in</strong>g <strong>the</strong>ories like molecular biology or<br />

nanotechnology, <strong>the</strong>y do raise serious doubts as regards<br />

<strong>the</strong> common view that `microscopic' <strong>the</strong>ories are generally<br />

more embrac<strong>in</strong>g.

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