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Reduction and Elimination in Philosophy and the Sciences

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The Knower Paradox <strong>and</strong> <strong>the</strong> Quantified Logic of Proofs — Walter Dean / Hidenori Kurokawa<br />

orig<strong>in</strong>al motivation for adopt<strong>in</strong>g this pr<strong>in</strong>ciple over <strong>the</strong> Nec<br />

rule seems to be ma<strong>in</strong>ly to reduce <strong>the</strong> strength of <strong>the</strong><br />

assumptions required to develop <strong>the</strong> paradox. (Note <strong>in</strong><br />

particular that <strong>the</strong> epistemic rational which is commonly<br />

given for adopt<strong>in</strong>g U seems to be a special case of that<br />

which is given for Nec.) If we develop <strong>the</strong> Knower <strong>in</strong> <strong>the</strong><br />

context of QLP, not only is nei<strong>the</strong>r pr<strong>in</strong>ciple accorded<br />

elementary status, but <strong>the</strong> forego<strong>in</strong>g observations<br />

demonstrate that if we th<strong>in</strong>k of knowledge <strong>in</strong> terms of proof<br />

existence, that <strong>the</strong>re is an implicit <strong>in</strong>teraction between <strong>the</strong><br />

knowledge modality <strong>and</strong> proof quantification implicit <strong>in</strong> <strong>the</strong><br />

orig<strong>in</strong>al derivation. It is precisely this <strong>in</strong>teraction which is<br />

exposed by <strong>the</strong> role of UBF <strong>in</strong> QLP derivation.<br />

This observation prompts a reconsideration of UBF<br />

itself. The orig<strong>in</strong>al motivation for its <strong>in</strong>clusion <strong>in</strong> QLP was to<br />

preserve <strong>the</strong> Lift<strong>in</strong>g Theorem (a version of which also<br />

holds for LP). However, <strong>in</strong> light of <strong>the</strong> orig<strong>in</strong>al sett<strong>in</strong>g of <strong>the</strong><br />

Knower, one might also <strong>in</strong>quire <strong>in</strong>to its arithmetic<br />

significance. In this regard, a parallel may be drawn<br />

between UBF <strong>and</strong> implicit form of <strong>the</strong> Barcan formula —<br />

i.e.<br />

34) (∀x)�φ(x) → �(∀x)φ(x)<br />

— <strong>in</strong> <strong>the</strong> context of Quantified Provability Logic. As (Boolos<br />

1993) observes, if we take Φ(x) ≡ ¬ProofPA(x,⊥), <strong>the</strong>n it<br />

may readily be seen that 34) is not arithmetically valid. For<br />

note that on this <strong>in</strong>terpretation, <strong>the</strong> antecedent expresses<br />

<strong>the</strong> fact that no natural number is provably a proof of ⊥,<br />

while <strong>the</strong> consequent expresses <strong>the</strong> fact that it is provable<br />

that <strong>the</strong>re is no proof of ⊥. But of course <strong>the</strong> former statement<br />

is true (<strong>in</strong> <strong>the</strong> st<strong>and</strong>ard model), whereas, per <strong>the</strong><br />

second <strong>in</strong>completeness <strong>the</strong>orem, <strong>the</strong> latter is false (assum<strong>in</strong>g<br />

that PA is consistent).<br />

Now def<strong>in</strong>e an arithmetic <strong>in</strong>terpretation of QLP to be<br />

a mapp<strong>in</strong>g (⋅) * which i) replaces every propositional letter<br />

P with an arithmetic sentence (P) * <strong>and</strong> every proof term t<br />

with a natural number or variable accord<strong>in</strong>g to its type, ii) is<br />

such that (x:φ)* = ProofPA(x,φ*), iii) commutes with<br />

connectives, <strong>and</strong> iv) is such that ((∀x)φ)* = (∀x)[Pf(x) → φ*]<br />

(where Pf(x) expresses that x is a code of a proof). On <strong>the</strong><br />

basis of such an <strong>in</strong>terpretation, it may similarly be shown<br />

that UBF is not arithmetically valid. In particular, <strong>the</strong><br />

<strong>in</strong>terpretation of UBF for Φ(x) = ¬x:⊥ corresponds to <strong>the</strong><br />

claim that if for all natural numbers x, (b) * is a proof that if x<br />

codes a proof, <strong>the</strong>n ¬ProofPA(x,⊥), <strong>the</strong>n ()* is a<br />

proof that <strong>the</strong>re is no proof of ⊥. On <strong>the</strong> assumption that<br />

()* denotes a st<strong>and</strong>ard natural number (<strong>and</strong> that PA<br />

is consistent), this conclusion also violates <strong>the</strong> second<br />

<strong>in</strong>completeness <strong>the</strong>orem. And from this it follows that <strong>the</strong>re<br />

can be no uniform means of arithmetically <strong>in</strong>terpret<strong>in</strong>g<br />

proof terms of <strong>the</strong> form .<br />

been to blame <strong>the</strong> paradox on ei<strong>the</strong>r U or I. (Maitzen 1998) argues that <strong>the</strong><br />

paradox may be resolved by reject<strong>in</strong>g <strong>the</strong> assumption that knowledge is closed<br />

under deductive consequence as embodied by I. However, (Cross, 2001)<br />

shows that a version of <strong>the</strong> Knower may be developed by us<strong>in</strong>g a modified<br />

knowledge predicate which is not assumed to be deductively closed. This<br />

observation appears to lay <strong>the</strong> blame squarely on <strong>the</strong> pr<strong>in</strong>ciple U -- a po<strong>in</strong>t of<br />

view which is adopted by both Cross <strong>and</strong> Érgé. We take our explicit reconstruction<br />

of <strong>the</strong> Knower to deepen <strong>the</strong> motivation for adopt<strong>in</strong>g this position.<br />

We take <strong>the</strong> forego<strong>in</strong>g observations to highlight <strong>the</strong><br />

applicability of explicit modal logic to <strong>the</strong> Knower, but also<br />

po<strong>in</strong>t to a more precise diagnosis of <strong>the</strong> root of <strong>the</strong><br />

paradox. For not only does <strong>the</strong> use of constructive<br />

necessitation <strong>in</strong> <strong>the</strong> derivation allow us to see logical<br />

structure which is hidden by <strong>the</strong> use of pr<strong>in</strong>ciples like U or<br />

Nec <strong>in</strong> <strong>the</strong> orig<strong>in</strong>al derivation, but it also appears that <strong>the</strong>re<br />

are good reasons to be suspicious of at least one of <strong>the</strong><br />

pr<strong>in</strong>ciples which is suppressed <strong>in</strong> <strong>the</strong> orig<strong>in</strong>al derivation —<br />

i.e. UBF — at least if we wish to assign it an arithmetic<br />

<strong>in</strong>terpretation.<br />

This desire may be reasonable if we look to<br />

arithmetic for <strong>the</strong> source of self reference required to<br />

develop <strong>the</strong> Knower. However, if our aim is merely to<br />

reason about justified knowledge more generally, <strong>the</strong>re<br />

may also be good reasons to reta<strong>in</strong> UBF. For not only<br />

does it arises naturally out of reflection on <strong>the</strong> notion of<br />

<strong>in</strong>formal proof <strong>and</strong> provability, it also allows us to prove <strong>the</strong><br />

provable consistency of our reason<strong>in</strong>g about <strong>the</strong>se<br />

concepts. Both facts appear to have been foreseen by<br />

(Gödel 1938, p. 101-103). Much more can be said about<br />

<strong>the</strong>se issues, but do<strong>in</strong>g so is outside <strong>the</strong> scope of <strong>the</strong><br />

current paper.<br />

Literature<br />

Artemov, Sergei 2001 "Explicit Provability <strong>and</strong> Constructive Semantics",<br />

The Bullet<strong>in</strong> of Symbolic Logic 7(1), 1-36.<br />

Boolos, George 1993 The Logic of Provability, New York: Cambridge<br />

University Press.<br />

Cross, Charles 2001 "The Paradox of <strong>the</strong> Knower without Epistemic<br />

Closure", M<strong>in</strong>d 113, 109-114.<br />

Egre, Paul 2005 "The Knower Paradox <strong>in</strong> <strong>the</strong> Light of Provability<br />

Interpretation of Modal Logic", Journal of Logic, Language <strong>and</strong><br />

Information 14, 13-48.<br />

Fitt<strong>in</strong>g, Melv<strong>in</strong> 2004 "Quantified LP", Technical report, CUNY Ph.<br />

D. Program <strong>in</strong> Computer Science Technical Report TR2004019.<br />

Gödel, Kurt 1933 "An Interpretation of <strong>the</strong> Intuitionistic Propositional<br />

Calculus", <strong>in</strong>: Solomon Feferman et al. (eds.), Collected<br />

Works, Vol. 1 K. Gödel, New York: Oxford University Press.<br />

Gödel, Kurt 1938 "Lecture at Zilsel's", <strong>in</strong>: Solomon Feferman et al.<br />

(eds.), Collected Works, Vol. 3, K. Godel, New York: Oxford University<br />

Press.<br />

Kaplan, David <strong>and</strong> Montague, Richard 1960 "A Paradox Rega<strong>in</strong>ed",<br />

Notre Dame Journal of Formal Logic 1, 79-90.<br />

Maitzen, Stephen 1998 "The Knower Paradox <strong>and</strong> Epistemic Closure",<br />

Syn<strong>the</strong>se 114, 337-54.<br />

Tait, William 2006 “ Gödel’s <strong>in</strong>terpretation of <strong>in</strong>tuitionism”, Philosophia<br />

Ma<strong>the</strong>matica 14, 208-228.<br />

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