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Reduction and Elimination in Philosophy and the Sciences

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Mental Causation: A Lesson from Action Theory<br />

Markus Schlosser, Bristol, Engl<strong>and</strong>, UK<br />

1. What is Mental Causation?<br />

Approach<strong>in</strong>g an answer to this question, let us first assume<br />

that <strong>the</strong> k<strong>in</strong>d of causation we are <strong>in</strong>terested <strong>in</strong> is eventcausation,<br />

where events may be construed as particulars<br />

or <strong>in</strong>stantiations of properties. Given that, <strong>the</strong>re is mental<br />

causation only if some mental events are causally efficacious<br />

<strong>in</strong> <strong>the</strong> sense that <strong>the</strong>y st<strong>and</strong> <strong>in</strong> event-causal relations<br />

with o<strong>the</strong>r events. Most philosophers would add, firstly,<br />

that mental events must be causally efficacious <strong>in</strong> virtue of<br />

<strong>the</strong>ir mental properties (<strong>in</strong> virtue of <strong>in</strong>stantiat<strong>in</strong>g mental<br />

properties), <strong>and</strong> secondly, that <strong>the</strong>y must not overdeterm<strong>in</strong>e<br />

<strong>the</strong>ir effects. There is widespread agreement on this,<br />

<strong>and</strong> I will take it for granted here. The question I am <strong>in</strong>terested<br />

<strong>in</strong> is this: What k<strong>in</strong>ds of th<strong>in</strong>gs must mental events<br />

cause for <strong>the</strong>re to be genu<strong>in</strong>e mental causation?<br />

The contemporary mental causation debate, it is<br />

sometimes claimed, has its roots <strong>in</strong> Donald Davidson’s<br />

sem<strong>in</strong>al paper “Mental Events” (1970). One of <strong>the</strong> basic<br />

assumptions <strong>in</strong> this paper says that <strong>the</strong>re is <strong>in</strong>teraction<br />

between mental <strong>and</strong> physical events: some physical<br />

events cause mental events <strong>and</strong> some mental events<br />

cause physical events. Damage to muscle tissue, for<br />

<strong>in</strong>stance, can cause pa<strong>in</strong>, <strong>and</strong> <strong>in</strong>tentions can cause<br />

behaviour. Many philosophers would agree with Davidson<br />

on this. They would agree, <strong>in</strong> particular, that mental<br />

causation requires mental-to-physical causation.<br />

Many philosophers, however, would also<br />

acknowledge that <strong>the</strong> mental could be causally efficacious<br />

by caus<strong>in</strong>g o<strong>the</strong>r mental events. So why <strong>in</strong>sist on<br />

<strong>in</strong>teraction with physical events, if we could have mental<br />

causation with<strong>in</strong> <strong>the</strong> doma<strong>in</strong> of <strong>the</strong> mental alone? We can<br />

identify two closely related reasons for <strong>the</strong> <strong>in</strong>sistence on<br />

mental-to-physical causation. Firstly, if <strong>the</strong>re is mental-tomental<br />

causation, <strong>the</strong>n <strong>the</strong> mental is causally efficacious,<br />

strictly speak<strong>in</strong>g. Never<strong>the</strong>less, this falls short of genu<strong>in</strong>e<br />

mental causation. We tend to th<strong>in</strong>k that <strong>the</strong> mental is truly<br />

efficacious only if it causes physical events: mental events<br />

make a real difference only if <strong>the</strong>y make a difference <strong>in</strong> <strong>the</strong><br />

physical world. Secondly, genu<strong>in</strong>e mental causation<br />

requires that mental events make a difference to our<br />

behaviour. They must, that is, make a difference to our<br />

bodily movements. (Some might reject <strong>the</strong> suggestion that<br />

mental-to-mental causation amounts to mental causation<br />

on <strong>the</strong> ground that we cannot rule out epiphenomenalism,<br />

if <strong>the</strong> mental has no observable effects.)<br />

2. A Dilemma for Non-Reductive<br />

Physicalism<br />

In <strong>the</strong> follow<strong>in</strong>g I will sketch a version of non-reductive<br />

physicalism, <strong>and</strong> I will defend it aga<strong>in</strong>st an <strong>in</strong>fluential objection.<br />

Let us assume, for <strong>the</strong> sake of argument, that psychology<br />

is irreducible <strong>and</strong> that some version of physicalism<br />

is true. As just po<strong>in</strong>ted out, many philosophers th<strong>in</strong>k that<br />

<strong>the</strong>re is genu<strong>in</strong>e mental causation only if some mental<br />

events have physical effects. But mental-to-physical causation<br />

leads to a well-known problem for non-reductive<br />

physicalism: if mental events cause physical events, <strong>the</strong>y<br />

merely overdeterm<strong>in</strong>e <strong>the</strong>ir effects, given <strong>the</strong> causal closure<br />

of <strong>the</strong> physical.<br />

Given all that, non-reductive physicalism faces <strong>the</strong><br />

follow<strong>in</strong>g dilemma. If mental events cause physical events,<br />

<strong>the</strong>y merely overdeterm<strong>in</strong>e <strong>the</strong>ir effects, <strong>and</strong> if <strong>the</strong>y cause<br />

only o<strong>the</strong>r mental events, <strong>the</strong>y are not truly efficacious. So<br />

ei<strong>the</strong>r way, <strong>the</strong> efficacy of <strong>the</strong> mental falls short of genu<strong>in</strong>e<br />

mental causation. This dilemma is based on <strong>the</strong> dichotomy<br />

between mental-to-physical <strong>and</strong> mental-to-mental<br />

causation. I will now argue that this is a false dichotomy.<br />

3. Actions <strong>and</strong> Movements<br />

The dichotomy between mental-to-physical <strong>and</strong> mental-tomental<br />

causation can be avoided if one acknowledges <strong>the</strong><br />

dist<strong>in</strong>ction between actions <strong>and</strong> bodily movements. This<br />

dist<strong>in</strong>ction is common with<strong>in</strong> <strong>the</strong> philosophy of action. In<br />

<strong>the</strong> philosophy of m<strong>in</strong>d, however, it is neglected, sometimes<br />

overlooked <strong>and</strong> often blurred by talk about behaviour.<br />

Given that behaviour is <strong>the</strong> most important effect of<br />

mental events, this dist<strong>in</strong>ction should be of <strong>in</strong>terest, <strong>and</strong> I<br />

will suggest that it can help <strong>in</strong> deal<strong>in</strong>g with <strong>the</strong> problem of<br />

mental causation.<br />

There is genu<strong>in</strong>e mental causation if mental events<br />

cause <strong>and</strong> causally expla<strong>in</strong> actions (<strong>in</strong> virtue of <strong>the</strong>ir mental<br />

properties <strong>and</strong> without overdeterm<strong>in</strong>ation). But actions, I<br />

submit, are nei<strong>the</strong>r mental nor physical events. If that is<br />

correct, <strong>the</strong>n <strong>the</strong>re can be genu<strong>in</strong>e mental causation<br />

without mental-to-physical causation <strong>and</strong> without limitation<br />

to mental-to-mental causation.<br />

Most philosophers of m<strong>in</strong>d accept or presuppose,<br />

implicitly perhaps, an event-causal <strong>the</strong>ory of action.<br />

Accord<strong>in</strong>g to this view, actions are events with a certa<strong>in</strong><br />

causal history. Certa<strong>in</strong> events, that is, are actions <strong>in</strong> virtue<br />

of be<strong>in</strong>g caused by <strong>the</strong> right antecedents (<strong>in</strong> <strong>the</strong> right way).<br />

The right antecedents are mental events that rationalize<br />

<strong>the</strong> action: an event is an action only if it is caused by<br />

rationaliz<strong>in</strong>g mental events <strong>and</strong> <strong>in</strong> virtue of be<strong>in</strong>g caused <strong>in</strong><br />

that way. The causal history, <strong>in</strong> o<strong>the</strong>r words, is part of an<br />

action’s essence or identity.<br />

Some actions, I take it, are mental actions. On <strong>the</strong><br />

causal <strong>the</strong>ory, mental actions are realized by <strong>and</strong> perhaps<br />

token-identical to mental events. But <strong>the</strong>y are not typeidentical<br />

with mental events, because be<strong>in</strong>g of a certa<strong>in</strong><br />

mental event-type does not determ<strong>in</strong>e whe<strong>the</strong>r or not <strong>the</strong><br />

event is an action. The formation of an <strong>in</strong>tention, for<br />

<strong>in</strong>stance, may be an action or not (we form some<br />

<strong>in</strong>tentions actively, o<strong>the</strong>rs passively). Whe<strong>the</strong>r it is an<br />

action or not depends on its causal history. The same<br />

holds for so-called overt actions (roughly, actions that<br />

<strong>in</strong>volve bodily movement). Take a st<strong>and</strong>ard example of a<br />

basic action such as rais<strong>in</strong>g one’s arm. It is physically<br />

realized by an arm ris<strong>in</strong>g, <strong>and</strong> perhaps every particular arm<br />

rais<strong>in</strong>g is token-identical with a particular arm ris<strong>in</strong>g. But<br />

<strong>the</strong>y are not type-identical for <strong>the</strong> reasons given. Not every<br />

arm ris<strong>in</strong>g is an arm rais<strong>in</strong>g: be<strong>in</strong>g a certa<strong>in</strong> type of<br />

movement does not determ<strong>in</strong>e whe<strong>the</strong>r or not <strong>the</strong> event is<br />

an action.<br />

What is <strong>the</strong> rationale beh<strong>in</strong>d th<strong>in</strong>k<strong>in</strong>g of actions <strong>in</strong><br />

historical or etiological terms? Consider <strong>the</strong> follow<strong>in</strong>g two<br />

widely accepted doctr<strong>in</strong>es. Firstly, all actions are<br />

<strong>in</strong>tentional (under some description). Secondly, an action<br />

is <strong>in</strong>tentional <strong>in</strong>sofar as it is done for reasons <strong>in</strong> <strong>the</strong><br />

301

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