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Download the file - United Nations Rule of Law

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Security <strong>of</strong> tenure: Conditions and trends115bring <strong>the</strong> objective <strong>of</strong> security <strong>of</strong> tenure for all closer thanever to universal fruition. If a balance can be struck betweenthose favouring free market, freehold title-based solutions toinsecure tenure and those who view security <strong>of</strong> tenure bothas an individual and group right, as well as a key componentin any effective system <strong>of</strong> land administration and land registrationand regularization, it may be possible to envisage afuture <strong>of</strong> much improved tenure security for <strong>the</strong> urban poor.Indeed, viewed through <strong>the</strong> lens <strong>of</strong> human rights,among all elements <strong>of</strong> <strong>the</strong> right to adequate housing, it isclearly <strong>the</strong> right to security <strong>of</strong> tenure that forms <strong>the</strong> nucleus<strong>of</strong> this widely recognized norm. When security <strong>of</strong> tenure –<strong>the</strong> right to feel safe in one’s own home, to control one’sown housing environment and <strong>the</strong> right not to be arbitrarilyand forcibly evicted – is threatened or simply non-existent,<strong>the</strong> full enjoyment <strong>of</strong> housing rights is, effectively, impossible.The consideration <strong>of</strong> security <strong>of</strong> tenure in terms <strong>of</strong>human rights implies application <strong>of</strong> an approach that treatsall persons on <strong>the</strong> basis <strong>of</strong> equality. While it is true that allhuman rights are premised on principles <strong>of</strong> equality and nondiscrimination,viewing security <strong>of</strong> tenure as a human right(ra<strong>the</strong>r than solely as a by-product <strong>of</strong> ownership or <strong>the</strong>comparatively rare cases <strong>of</strong> strong protection for privatetenants) opens up <strong>the</strong> realm <strong>of</strong> human rights not merely toall people, but to all people <strong>of</strong> all incomes and in all housingsectors.The rights associated with ownership <strong>of</strong> housing orland tend, in practice, to generally <strong>of</strong>fer considerably higher– and, thus, in legal terms, more secure levels <strong>of</strong> tenure –protection against eviction or o<strong>the</strong>r violations <strong>of</strong> housingrights than those afforded to tenants or those residing ininformal settlements. Thus, <strong>the</strong> right to security <strong>of</strong> tenureraises <strong>the</strong> baseline – <strong>the</strong> minimum core entitlement –guaranteed to all persons by international human rightsstandards. While security <strong>of</strong> tenure cannot always guaranteethat forced evictions will be prohibited in toto (particularly inlawless situations <strong>of</strong> conflict or truly exceptional circumstances),perhaps no o<strong>the</strong>r measure can contribute as muchto fulfilling <strong>the</strong> promise <strong>of</strong> residential security and protectionagainst eviction than <strong>the</strong> conferral <strong>of</strong> this form <strong>of</strong> legal recognition.Examining security <strong>of</strong> tenure simultaneously as both adevelopment issue and as a human rights <strong>the</strong>me clearlyreveals <strong>the</strong> multilevel and multidimensional nature <strong>of</strong> thisstatus and how it relates to people at <strong>the</strong> individual or householdlevel, <strong>the</strong> community level, <strong>the</strong> city level, and at <strong>the</strong>national and international levels.This chapter provides an overview <strong>of</strong> <strong>the</strong> main conditionsand trends with respect to tenure security in urbanareas today. It provides a brief outline <strong>of</strong> various types <strong>of</strong>tenure, <strong>of</strong> variations in <strong>the</strong> levels <strong>of</strong> tenure security and adiscussion <strong>of</strong> <strong>the</strong> problems <strong>of</strong> measuring tenure security. Thisis followed by an analysis <strong>of</strong> <strong>the</strong> scale and impacts <strong>of</strong> tenureinsecurity and various types <strong>of</strong> evictions. The last sectionsfocus on groups who are particularly vulnerable to tenureinsecurity, and <strong>the</strong> reduction in tenure security <strong>of</strong>ten experiencedin <strong>the</strong> aftermath <strong>of</strong> disasters and armed conflict.TYPES OF TENURETenure (as distinct from security <strong>of</strong> tenure) is a universal,ubiquitous fact or status which is relevant to everyone,everywhere, every day. Yet, <strong>the</strong>re is a wide variety <strong>of</strong> forms,which is more complicated than what <strong>the</strong> conventionalcategories <strong>of</strong> ‘legal–illegal’ or ‘formal–informal’ suggest. On<strong>the</strong> one hand, <strong>the</strong>re is a whole range <strong>of</strong> intermediarycategories, which suggests that tenure can be categorizedalong a continuum. On <strong>the</strong> o<strong>the</strong>r hand, <strong>the</strong> types <strong>of</strong> tenurefound in particular locations are also a result <strong>of</strong> specifichistorical, political, cultural and religious influences. It isthus essential that policy recognizes and reflects <strong>the</strong>se localcircumstances.On a simplified level, any type <strong>of</strong> tenure can be said tobelong to one <strong>of</strong> six broad categories – namely, freehold,leasehold, conditional freehold (‘rent to buy’), rent, collectiveforms <strong>of</strong> tenure and communal tenure. 6 In practice,however – and, in particular, with respect to <strong>the</strong> development<strong>of</strong> policy – it may be more useful to acknowledge <strong>the</strong>wide variation in tenure categories that exist globally. Table5.1 provides an overview <strong>of</strong> <strong>the</strong> many forms that tenure(each with varying degrees <strong>of</strong> security) can take throughout<strong>the</strong> world.The broad categories <strong>of</strong> tenure types identified inTable 5.1 reveal <strong>the</strong> complex nature <strong>of</strong> tenure and whysimple answers to <strong>the</strong> question <strong>of</strong> how best to providesecurity <strong>of</strong> tenure to everyone is a complicated process.One-size-fits-all policy prescriptions concerning security <strong>of</strong>tenure simply do not exist. It is correct and true to assertthat all should have access to secure tenure; but determiningprecisely how to achieve this objective is ano<strong>the</strong>r story alltoge<strong>the</strong>r.Box 5.1 presents a brief overview <strong>of</strong> <strong>the</strong> variation <strong>of</strong>tenure categories typically available to <strong>the</strong> poor in urbanareas <strong>of</strong> developing countries, differentiating between <strong>the</strong>formality <strong>of</strong> settlements and <strong>the</strong> physical location in <strong>the</strong> city.Yet, <strong>the</strong> common denominator for most <strong>of</strong> <strong>the</strong>se tenurecategories is inadequate degrees <strong>of</strong> tenure security.It is important to note that no one form <strong>of</strong> tenure isnecessarily better than ano<strong>the</strong>r, and what matters most isinvariably <strong>the</strong> degree <strong>of</strong> security associated with a particulartenure type. Tenure is linked to so many factors and variables– including, as noted above, political, historical, cultural andreligious ones – that proclaiming that <strong>the</strong> formal title-basedapproach to tenure alone is adequate to solve all tenurechallenges is unlikely to yield favourable results. Whilecomplicated from a purely housing policy perspective, it isperhaps even more so from <strong>the</strong> perspective <strong>of</strong> human rights.For if human rights protections are meant to be equitable,non-discriminatory and accessible to all, and <strong>of</strong>ten capable <strong>of</strong>full implementation with a reasonably clear set <strong>of</strong> legal andpolicy prescriptions, this is certainly not always <strong>the</strong> case withregard to security <strong>of</strong> tenure. It can be done; but failing torealize <strong>the</strong> complex nature <strong>of</strong> tenure in any effort designedto spread <strong>the</strong> benefits <strong>of</strong> secure tenure more broadly is likelybe detrimental both to <strong>the</strong> intended beneficiary and policymakeralike.When security <strong>of</strong>tenure … isthreatened or simplynon-existent, <strong>the</strong> fullenjoyment <strong>of</strong>housing rights is…impossibleOne-size-fits-allpolicy prescriptionsconcerning security<strong>of</strong> tenure simply donot existNo one form <strong>of</strong>tenure is necessarilybetter than ano<strong>the</strong>r

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