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Download the file - United Nations Rule of Law

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142Security <strong>of</strong> tenureBox 6.7 Land titling programmes and internal conflictLand titling programmes commonly involve formalization and registration <strong>of</strong> rights to landthrough systematic adjudication, surveying and (if necessary) consolidation <strong>of</strong> boundaries.While <strong>the</strong>se titling programmes are useful in certain contexts, <strong>the</strong>y <strong>of</strong>ten fail to increasecertainty and reduce conflict. In some cases, <strong>the</strong>se programme failures have resulted from <strong>the</strong>distributional consequences <strong>of</strong> land titling itself. Long-term conflict has resulted because pooror o<strong>the</strong>rwise vulnerable land occupiers have been dispossessed by wealthier and more powerfulgroups; yet <strong>the</strong> new titleholders and state enforcement mechanisms have been unable toprevent encroachment by <strong>the</strong> former occupiers.This state <strong>of</strong> grievance and incomplete exclusion <strong>the</strong>n tends to become cyclical inenvironments <strong>of</strong> political instability. When a regime changes in circumstances <strong>of</strong> historicalgrievance, old claims <strong>of</strong>ten reassert <strong>the</strong>mselves through acts <strong>of</strong> violence, land invasion or statesanctionedevictions. This phenomenon challenges <strong>the</strong> economic conception that onceproperty rights are established, <strong>the</strong>re is relatively little likelihood <strong>of</strong> reversion to open access. Ino<strong>the</strong>r cases, titling programmes provoke long-term conflict due to <strong>the</strong> fluid nature <strong>of</strong> non-statesystems <strong>of</strong> land tenure. In <strong>the</strong>se systems, multiple overlapping rights <strong>of</strong>ten co-exist in an uneasybalance, and programmes to define and regularize <strong>the</strong>se rights have caused dormant internaldisputes to emerge in <strong>the</strong> form <strong>of</strong> open conflict.Source: Fitzpatrick, 2006, pp1013–1014Local governmentsmay be unable tomuster <strong>the</strong>resources required… to make <strong>the</strong>provision <strong>of</strong>freehold titles toall … realisticLarge-scale granting<strong>of</strong> freehold title toresidents <strong>of</strong> slumsettlements … mayfacilitate dispossessionThe most effective… impliesimplementing anincrementalapproach, focusingon increasing <strong>the</strong>short- and mediumtermsecurity forthose living in informalsettlementso<strong>the</strong>r forms <strong>of</strong> registration are also possible, such as titledeeds registration, and documentation <strong>of</strong> secondary userights and o<strong>the</strong>r claims to land and natural resources. Thesemay not have <strong>the</strong> same state backing but are cheaper toundertake and maintain, and may be sufficient to protectrights at <strong>the</strong> local level. 14 Fur<strong>the</strong>rmore, it has been notedthat issuing freehold titles may lead to conflicts betweenindividuals and communities, as ‘land registries are so incompleteand inaccurate that moves to provide titles in urban orperi-urban areas may encourage or intensify disputes overwho has <strong>the</strong> primary claim’ (see also Box 6.7). 15O<strong>the</strong>r observers argue that tenure regularization andtitling approaches can be detrimental to some householdsliving in informal settlements, especially those who have <strong>the</strong>most vulnerable legal or social status. Among <strong>the</strong> groups mostlikely to face <strong>the</strong> negative consequences <strong>of</strong> such approachesare tenants or sub-tenants on squatter land; newly establishedoccupants who are not considered eligible forregularization (or title); single young men and women; andfemale heads <strong>of</strong> households. Fur<strong>the</strong>rmore, such approachescan also dramatically increase rent levels, which may displacetenants to o<strong>the</strong>r more affordable neighbourhoods or force<strong>the</strong>m to create new slums and squatter settlements. 16It is, in fact, <strong>the</strong> very informality <strong>of</strong> informal settlementsthat has enabled growing urban populations to find aplace in which to live. In a situation where urban populationscontinue to grow and urban areas expand, some observerspoint to potential entry problems <strong>of</strong> new urban dwellers in aformalized housing market: ‘Will <strong>the</strong> new urban poor thatwill settle in newly urbanized areas benefit from <strong>the</strong> formalization<strong>of</strong> <strong>the</strong> land market on <strong>the</strong> urban periphery?’ There isa danger that <strong>the</strong>y will be confronted by a much more rigid,more regulated and better enforced pattern <strong>of</strong> landownership.It is questionable whe<strong>the</strong>r such new entrants into <strong>the</strong>housing market will already have <strong>the</strong> access to credit necessaryto purchase land (and housing) in <strong>the</strong> open market atmarket prices.Perhaps one <strong>of</strong> <strong>the</strong> most obvious objections to <strong>the</strong>large-scale granting <strong>of</strong> freehold title to residents <strong>of</strong> slumsettlements is that it may facilitate dispossession. Fewobservers disagree with <strong>the</strong> fact that ‘tenure has invariablyproved to be an important factor in stimulating investmentand it may serve as <strong>the</strong> foundation for developing creditmechanisms, mortgage markets and revenues for urbandevelopment’. 17 The main problem occurs when oneborrows money and uses <strong>the</strong> title as collateral. If ‘circumstancesarise that prevent repayment, <strong>the</strong> money lender hasa viable claim against <strong>the</strong> asset denoted by <strong>the</strong> title’. 18 Manydeveloping countries have relatively dysfunctional states,where powerful politicians or o<strong>the</strong>rs may bring about dispossession<strong>of</strong> land in a variety <strong>of</strong> ways. In situations like this, <strong>the</strong>provision <strong>of</strong> titles may, in fact, reduce ra<strong>the</strong>r than increasesecurity <strong>of</strong> tenure. It has been argued that <strong>the</strong> provision <strong>of</strong>formal title to <strong>the</strong> poor ‘means that <strong>the</strong>y must … decide toexchange <strong>the</strong>ir embeddedness in one community for anembeddedness in ano<strong>the</strong>r community’. 19 It is not immediatelyobvious in many countries that <strong>the</strong> government is ableto provide <strong>the</strong> poor with more effective protection againstdispossession than what was traditionally provided throughmembership in a family, clan or village. Fur<strong>the</strong>rmore, ‘experiencehas shown, time and again, that <strong>the</strong> urban poor ei<strong>the</strong>rwillingly sell or o<strong>the</strong>rwise lose <strong>the</strong>ir land when given individualtitle’. 20There is also increasing empirical evidence that ‘full,formal tenure is not essential – or even sufficient, on its own– to achieve increased levels <strong>of</strong> tenure security, investmentin house improvements or even increased property taxrevenues’. 21 For instance, a study <strong>of</strong> legislation introduced toenable low-income tenants to purchase <strong>the</strong>ir dwellings inColombo (Sri Lanka) concluded that <strong>the</strong> residents were toopoor to benefit from <strong>the</strong> initiative. They could not afford toundertake <strong>the</strong> necessary improvements without externalassistance, regardless <strong>of</strong> <strong>the</strong>ir level <strong>of</strong> tenure security. 22O<strong>the</strong>rs point out that it is possible – as has been realized inIndia, Indonesia and Peru – to redefine <strong>the</strong> objectives <strong>of</strong>legalization since guaranteeing security <strong>of</strong> tenure does notnecessarily require <strong>the</strong> formal provision <strong>of</strong> individual landtitles. 23 To a certain extent, all <strong>of</strong> <strong>the</strong>se views are correct. Fewwould argue against <strong>the</strong> aims and objectives associated withproviding some form <strong>of</strong> <strong>of</strong>ficial recognition <strong>of</strong> rights to slumdwellers who do not currently enjoy such protection. Whatis fundamental is not so much this objective, but how it ispursued and, ultimately, achieved. The most effectiveapproach may thus be to broaden <strong>the</strong> range <strong>of</strong> legal optionsavailable. This implies implementing an incrementalapproach, focusing on increasing <strong>the</strong> short- and mediumtermsecurity for those living in informal settlements. Themost obvious way to initiate such an approach is to banforced evictions for a minimum period (see below). Thismoratorium on forced evictions should be followed by <strong>the</strong>gradual introduction <strong>of</strong> some form <strong>of</strong> statutory tenure. 24Again, in practice, perceived tenure security in informalsettlements is much more important than <strong>the</strong> precise legalstatus <strong>of</strong> <strong>the</strong> land.

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