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16Understanding Urban Safety and SecurityInsecurity <strong>of</strong> tenureis at once a causeand an outcome <strong>of</strong>poverty andinequalityAt least 2 millionpeople are forciblyevicted every year,while a similarnumber isthreatened byevictionsTenure insecurityincreases <strong>the</strong> vulnerability<strong>of</strong> <strong>the</strong> urbanpoor to naturalhazardsWithin <strong>the</strong> field <strong>of</strong> urban policy and research, insecurity<strong>of</strong> tenure has long been recognized as a constraint to <strong>the</strong>physical improvement <strong>of</strong> low-income communities throughinvestment in housing and infrastructure. 64 Householdslacking some guarantee <strong>of</strong> occupancy simply have notinvested in housing improvements. As a result, <strong>the</strong> actualcondition <strong>of</strong> housing has not always reflected <strong>the</strong> incomelevel <strong>of</strong> its inhabitants and frequently is considerably worsethan it could be if some security <strong>of</strong> tenure existed. Studies inmany urban slums in developing countries demonstrate thatresidents <strong>of</strong>ten have more money than <strong>the</strong> quality <strong>of</strong> <strong>the</strong>irshelter would suggest. The absence <strong>of</strong> secure tenure has alsoinhibited <strong>the</strong> granting <strong>of</strong> mortgage and home improvementloans by public and private financial institutions, even when<strong>the</strong>se same individuals might have <strong>the</strong> income and assets toserve as forms <strong>of</strong> collateral for housing loans. 65 This significantdepressive impact on <strong>the</strong> housing sector in manydeveloping country cities has largely been <strong>the</strong> result <strong>of</strong>inadequate public policies regarding housing, land and urbaninfrastructure.This leads to <strong>the</strong> conclusion that insecurity <strong>of</strong> tenureis at once a cause and an outcome <strong>of</strong> poverty and inequality.People are poor because <strong>the</strong>y have inadequate living conditionsand, at <strong>the</strong> same time, <strong>the</strong>y are also unable to improve<strong>the</strong>ir living conditions due to <strong>the</strong> tenure arrangements underwhich <strong>the</strong>y live. Among <strong>the</strong> victims <strong>of</strong> tenure insecurity areparticular groups such as women, indigenous peoples, ethnicminorities, refugees, tenants, <strong>the</strong> displaced and <strong>the</strong> disabled.Their problems are elaborated upon in Chapters 5 and 6.What is apparent is that tenure insecurity is a significantcomponent <strong>of</strong> <strong>the</strong> numerous disadvantages facing <strong>the</strong> poor.Several important examples <strong>of</strong> forced evictions arewell known. In Zimbabwe, Operation Murambatsvinadisplaced an estimated 700,000 urban residents in 2005.Soon after this operation by <strong>the</strong> Government <strong>of</strong> Zimbabwe,thousands <strong>of</strong> people faced forced evictions in Nigeria and,more recently, in Zambian cities in early 2007. Datacollected by <strong>the</strong> Centre on Housing Rights and Evictions(COHRE) suggests that at least 2 million people are forciblyevicted every year, while a similar number is threatened byevictions (see Chapter 5).The scale <strong>of</strong> insecurity <strong>of</strong> tenure and forced evictionsis largely a result <strong>of</strong> public policies and private-sector behaviours.Urban growth places great demands on public policiesand strategies to enable <strong>the</strong> provision <strong>of</strong> shelter, whe<strong>the</strong>r by<strong>the</strong> public or private sectors. Many governments <strong>of</strong>ten arguethat <strong>the</strong>y need to displace urban residents from locationsplanned for o<strong>the</strong>r uses. In some cases, <strong>the</strong>se actions simplyreflect <strong>of</strong>ficial intentions to eliminate ‘eyesores’, <strong>of</strong>tenaround <strong>the</strong> time <strong>of</strong> major international events bringingimportant guests and tourists. In some cities, governmentsview slum areas as threats to public health or as <strong>the</strong> breedingground for urban crime.These arguments in favour <strong>of</strong> forced evictions,however, can also be seen within <strong>the</strong> larger picture that mostgovernment policies have not been effective in providing anadequate legal framework for <strong>the</strong> rapid provision <strong>of</strong> legaloptions for shelter and occupancy <strong>of</strong> land. Constraints suchas ineffective land tenure and administration systems, poorinfrastructure design and construction, as well as lack <strong>of</strong>finance, have limited <strong>the</strong> availability <strong>of</strong> legally accessible landand shelter options for growing urban populations. Providers<strong>of</strong> infrastructure services such as water supply or publictransport use <strong>the</strong> absence <strong>of</strong> tenure as excuses for notproviding services to low-income communities. 66 As notedearlier, with a backlog <strong>of</strong> 1 billion people living in slums andano<strong>the</strong>r 1.2 billion expected urban residents in developingcountries by 2020, this problem is acute (see Table 1.1).Insecurity <strong>of</strong> tenure contributes significantly to o<strong>the</strong>rproblems as well. By seriously undermining <strong>the</strong> performance<strong>of</strong> <strong>the</strong> housing sector in many countries, tenure issues limit<strong>the</strong> overall supply <strong>of</strong> housing, <strong>the</strong>reby raising both prices andcosts. These, in turn, contribute to homelessness and <strong>the</strong>pressure on <strong>the</strong> urban poor to find whatever land is availablefor squatting, whe<strong>the</strong>r between railroad tracks in Mumbai,on dangerously unstable hillsides in Ankara or Caracas, oralongside canals filled with human waste in Bangkok orJakarta. The plight <strong>of</strong> <strong>the</strong>se people is well captured in <strong>the</strong>terms ‘pavement dwellers’ in India or in ‘villas miserias’(villages <strong>of</strong> misery) in Buenos Aires. It is also clear from thisthat tenure insecurity increases <strong>the</strong> vulnerability <strong>of</strong> <strong>the</strong>urban poor to natural hazards.Despite 50 years <strong>of</strong> public and, indeed, global debateon <strong>the</strong>se issues, it is remarkable that many national and localgovernments continue to believe in <strong>the</strong> bulldozer as <strong>the</strong>preferred instrument <strong>of</strong> public policy in <strong>the</strong> clearance <strong>of</strong><strong>the</strong>se slums and slum populations, whe<strong>the</strong>r in Harare orMumbai. 67 In addition to <strong>the</strong> direct impact <strong>of</strong> slum clearanceon <strong>the</strong> urban poor, it should also be recognized that <strong>the</strong>social and economic exclusion <strong>of</strong> this large and growingpopulation – more than 1 billion people worldwide and 6million people in greater Mumbai alone – has a negativeimpact on local finance and economic productivity. A total <strong>of</strong>1 billion people living in slums is not only a severe socialproblem, but also a major drain on urban-based economicactivities since slum dwellers are likely to be less healthy andless productive than more fortunate urban residents. 68Sending <strong>the</strong> urban poor to remote locations on <strong>the</strong> peripheries<strong>of</strong> cities fur<strong>the</strong>r inhibits <strong>the</strong>ir opportunities for earningincomes and meeting <strong>the</strong>ir own basic needs. Indeed, studies<strong>of</strong> <strong>the</strong>se phenomena in many cities such as Abidjan, Lagos orRio de Janeiro demonstrate conclusively that urban relocationreduces incomes and fur<strong>the</strong>r impoverishes already poorpeople. 69 If <strong>the</strong> importance <strong>of</strong> security <strong>of</strong> tenure should notbe minimized, it is also possible to assign a disproportionateinfluence to this constraint on <strong>the</strong> quality <strong>of</strong> human settlements.Experience in many cities demonstrates that security<strong>of</strong> tenure is a necessary, but insufficient, condition forhousing investment and housing quality. Access to residentialinfrastructure such as water supply, sanitation and o<strong>the</strong>renvironmental infrastructure, such as drainage, is equally ifnot more important in ensuring <strong>the</strong> basic needs <strong>of</strong> individualsand households. Having a title to a plot <strong>of</strong> land withoutreasonable access to water supply does not solve <strong>the</strong> housingproblems <strong>of</strong> an urban household. 70Tenure, <strong>the</strong>refore, should be recognized as a legalprotection and human right against uncertainty aboutwhe<strong>the</strong>r public authorities will bulldoze so-called illegal

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