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272Towards safer and more secure citiesBox 11.8 Brazil’s City StatuteVery few localgovernments haveadopted policies thatexplicitly draw onhuman rights andnone, at present, useinternational humanrights to inform<strong>the</strong>ir planning andprogrammingDespite … decentralizationpolicies… land managementstill tends to dependupon central orfederal governmentsThe City Statute, or <strong>the</strong> Brazilian Federal <strong>Law</strong> on UrbanDevelopment, was adopted in 2001. It defines <strong>the</strong> framework, principlesand instruments to regulate <strong>the</strong> use <strong>of</strong> land for social purposes,<strong>the</strong> recognition <strong>of</strong> informal settlements as part <strong>of</strong> <strong>the</strong> city and <strong>the</strong>subject <strong>of</strong> rights, <strong>the</strong> democratic participation in urban management,and <strong>the</strong> empowerment <strong>of</strong> <strong>the</strong> municipalities as <strong>the</strong> main local agentsentitled to regulate land usage and occupation.One <strong>of</strong> <strong>the</strong> major components <strong>of</strong> <strong>the</strong> City Statute is that itincludes provisions to simplify <strong>the</strong> regularization <strong>of</strong> informal landoccupations. Before <strong>the</strong> adoption <strong>of</strong> this law, <strong>the</strong> regularizationprocess in São Paulo included 80 steps, making approval <strong>of</strong> informalsettlements virtually impossible, thus ensuring that <strong>the</strong> expansion <strong>of</strong>settlements could only occur in irregular ways. The City Statutethus allows for <strong>the</strong> decentralization <strong>of</strong> urban planning, <strong>the</strong>reby facilitating<strong>the</strong> work <strong>of</strong> municipal governments in developing local plans.The City Statute is particularly innovative by introducingclear regulations governing democratic participation <strong>of</strong> civil societyin urban planning and management. The municipalities must arrange<strong>the</strong>ir decision-making procedures in such a way that all <strong>the</strong>concerned parties can participate directly in <strong>the</strong> process <strong>of</strong> designingpublic policy, as well as in <strong>the</strong> subsequent management <strong>of</strong>programmes on housing, land and urban planning, which result fromsuch policies. In essence, <strong>the</strong> statute empowers local government,through laws, urban planning and management tools, to determinehow best to balance individual and collective interests in urban land.The statute seeks to deter speculation and non-use <strong>of</strong>urban land (through taxation) so that land can be freed to providehousing space for <strong>the</strong> urban poor. Among many unique elements <strong>of</strong><strong>the</strong> statute is <strong>the</strong> envisaged use <strong>of</strong> adverse possession rights (seeArticles 8 and 9 below) to establish secure tenure and to enforceSource: Estatuto das Cidades-Lei Federal no 10.257, 10 July 2001 (City Statute); Polis, 2002; Commission on Legal Empowerment <strong>of</strong> <strong>the</strong> Poor, 2006b, pp5–6SUPPORTING THE VITALROLE OF LOCALGOVERNMENTThe role <strong>of</strong> local government in diagnosing security <strong>of</strong> tenureconditions and <strong>the</strong>n acting to provide security <strong>of</strong> tenure toall, within <strong>the</strong> shortest possible timeframe, is a vitally importantcomponent <strong>of</strong> any successful security <strong>of</strong> tenure policy.However, security <strong>of</strong> tenure is not <strong>the</strong> only concern <strong>of</strong> publicbodies at <strong>the</strong> municipal level; local government responsibilities<strong>the</strong> world over are expanding, with many localgovernments effectively inundated with new powers andresponsibilities, including <strong>the</strong> provision <strong>of</strong> services related tohealth, education, housing, water supply, policing, taxationand o<strong>the</strong>r matters. Its relevance to political empowerment,citizen involvement and delivery <strong>of</strong> public services hasmeant that local government has become a major arena <strong>of</strong>policy formulation. It is estimated that such processes areunder way in some 80 per cent <strong>of</strong> all developing and transitioncountries. 37However, while <strong>the</strong> localization <strong>of</strong> governance hasmany positive features, weak and under-resourced local<strong>the</strong> social function <strong>of</strong> urban property.Yet, it should be noted thatdespite <strong>the</strong> City Statute, <strong>the</strong> poor remain excluded from <strong>of</strong>ficialentitlements such as identity cards and social services.Several articles <strong>of</strong> <strong>the</strong> City Statute provide <strong>the</strong> basis forperhaps <strong>the</strong> first legislative recognition in any country <strong>of</strong> <strong>the</strong> essential‘right to <strong>the</strong> city’ as a basic element <strong>of</strong> citizenship and humanrights:• Article 2 states that <strong>the</strong> purpose <strong>of</strong> <strong>the</strong> urban policy is tosupport development <strong>of</strong> <strong>the</strong> social functions <strong>of</strong> <strong>the</strong> city and <strong>of</strong>urban property through a number <strong>of</strong> guidelines, includingguaranteeing <strong>the</strong> right to sustainable cities. This is understoodas <strong>the</strong> right to urban land, housing, environmental sanitation,urban infrastructure, transportation and public services, and towork and leisure for current and future generations.• Article 8 entitles local governments to expropriate unusedurban land after a period <strong>of</strong> five years if <strong>the</strong> obligation <strong>of</strong> <strong>the</strong>owner <strong>of</strong> <strong>the</strong> land to subdivide, build or use <strong>the</strong> property is notmet.• Article 9 entitles anyone who has possession <strong>of</strong> an urban areaor building <strong>of</strong> less than 250 square metres for five years ormore <strong>the</strong> right to title <strong>of</strong> dominion. The main provisions arethat <strong>the</strong> land or building has been in <strong>the</strong> possession uninterruptedlyand without contestation; that <strong>the</strong>y use it for <strong>the</strong>irown or <strong>the</strong>ir family’s residence; and that <strong>the</strong> claimant is not <strong>the</strong>owner <strong>of</strong> any o<strong>the</strong>r real estate. The article also states that titlewill be conferred to men or women alike irrespective <strong>of</strong> <strong>the</strong>irmarital status; that <strong>the</strong> same possessor can only make use <strong>of</strong>this adverse possession entitlement once in <strong>the</strong>ir lives; and that<strong>the</strong> title can be transferred through inheritance.governments are far more common than those with <strong>the</strong> politicalwill and financial basis for remedying tenure insecurity.One <strong>of</strong> <strong>the</strong> major problems, from <strong>the</strong> perspective <strong>of</strong> urbansecurity and safety, is that very few local governments haveadopted policies that explicitly draw on human rights andnone, at present, use international human rights to inform<strong>the</strong>ir planning and programming. There are, however, signs<strong>of</strong> positive developments in this regard as some local governmentshave joined up in <strong>the</strong> Cities for Human Rightsmovement, which is working towards <strong>the</strong> development <strong>of</strong> aCharter <strong>of</strong> Human Rights in <strong>the</strong> City. O<strong>the</strong>r local governmentsare developing <strong>the</strong>ir own city charters. 38Yet, despite <strong>the</strong> fact that decentralization policies inmany countries have led to <strong>the</strong> transfer <strong>of</strong> responsibilities forurban management to local governments, land managementstill tends to depend upon central or federal governments. Ingeneral, national governments are still responsible for <strong>the</strong>regulation <strong>of</strong> land tenure, taxation systems and <strong>the</strong> registration<strong>of</strong> property rights and transactions. Fur<strong>the</strong>rmore, <strong>the</strong>administration <strong>of</strong> <strong>the</strong>se tends to fall under <strong>the</strong> responsibility<strong>of</strong> regional delegations <strong>of</strong> central government agencies,ra<strong>the</strong>r than that <strong>of</strong> local governments. The main problemwith this central government control over land management,

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