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Download the file - United Nations Rule of Law

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140Security <strong>of</strong> tenureIt would be foolishto pass from onedistortion – that <strong>the</strong>slums are places <strong>of</strong>crime, disease anddespair – to <strong>the</strong>opposite that <strong>the</strong>ycan be safely left tolook after<strong>the</strong>mselvesLegalization throughamnesties …provide varyingdegrees <strong>of</strong> politicalsecurity <strong>of</strong> tenure,ra<strong>the</strong>r than legalsecurity <strong>of</strong> tenurechannels government funds, in <strong>the</strong> form <strong>of</strong> infrastructuresubsidies and s<strong>of</strong>t housing loans, directly to poor communities.These communities are <strong>the</strong>n responsible for <strong>the</strong>planning and carrying out <strong>of</strong> improvements to <strong>the</strong>ir housing,environment and basic services and manage <strong>the</strong> budget<strong>the</strong>mselves. 8As argued in Chapter 5, while <strong>the</strong> question <strong>of</strong> security<strong>of</strong> tenure and access to <strong>the</strong> registration system can becomplex and cumbersome for poor communities, in-situupgrading <strong>of</strong> settlements has been widely used as an entrypoint for improving living conditions. The practical negotiations,dialogues and interfaces undertaken betweenauthorities and communities in a number <strong>of</strong> such settlementsupgrading initiatives have in fact contributed toexploring and establishing more acceptable and viable tenuresystems at <strong>the</strong> country level (see Box 6.4).Limits <strong>of</strong> community-based upgrading andregularizationIn <strong>the</strong> decades to come, programmes similar to thosedescribed above may or may not prove to have been <strong>the</strong>wisest policy route. But whe<strong>the</strong>r it succeeds or fails, thisapproach arose due to <strong>the</strong> historical and (perhaps even)structural inabilities <strong>of</strong> ei<strong>the</strong>r <strong>the</strong> state or <strong>the</strong> market toprovide safe, secure, affordable and accessible housing toeveryone within a given society. Again, as if by default,governments now turn to <strong>the</strong> people <strong>the</strong>mselves as <strong>the</strong> onlysources <strong>of</strong> energy and resources that can hope to transform<strong>the</strong> informal city into an increasingly desirable place inwhich to live and work. To a degree, such an approach hasmuch to <strong>of</strong>fer: it can empower people and communities todetermine <strong>the</strong>ir own fate; it can ensure that people areactive participants within an increasingly democratic urbandevelopment process; and it can ‘enable’ <strong>the</strong>m to buildhousing and communities that best suit <strong>the</strong>ir needs andwishes.And yet, it can also be simply that nei<strong>the</strong>r <strong>the</strong> statenor <strong>the</strong> private sector are sufficiently interested in undertakinglegal reforms and making <strong>the</strong> infrastructure and o<strong>the</strong>rinvestments needed to actually transform poor communities.Thus, <strong>the</strong> poor have no o<strong>the</strong>r option than organizing andpooling <strong>the</strong>ir common resources and resolving to improve<strong>the</strong> places where <strong>the</strong>y reside. It would, however, be unwiseto disregard <strong>the</strong> reservations raised to increasing emphasison sweat equity: ‘It would be foolish to pass from one distortion– that <strong>the</strong> slums are places <strong>of</strong> crime, disease and despair– to <strong>the</strong> opposite that <strong>the</strong>y can be safely left to look after<strong>the</strong>mselves.’ 9 It is widely recognized that <strong>the</strong> withdrawal <strong>of</strong><strong>the</strong> state from many <strong>of</strong> <strong>the</strong> public provision sectors, coupledwith <strong>the</strong> privatization <strong>of</strong> previously public goods, has had amajor impact on increases in poverty and inequality during<strong>the</strong> 1980s and 1990s. The growing weakness (or unwillingness)<strong>of</strong> central and local governments in many countriesmeans that good governance with respect to securinghousing, land and property rights for all, including security <strong>of</strong>tenure, is increasingly absent. When this is combined with alack <strong>of</strong> democratic decision-making and democratic participation,as well as inappropriate regulatory frameworks that areincreasingly anti-poor in orientation, <strong>the</strong> result is <strong>the</strong> citieswe see today in most developing countries (i.e. in whichgrowing numbers <strong>of</strong> people are forced into informalitysimply because <strong>the</strong>y have no o<strong>the</strong>r option). In such contexts,upgrading and regularization will be <strong>of</strong> limited assistance.Within a truly democratic city, existing in a trulydemocratic nation, where <strong>the</strong> rule <strong>of</strong> law and human rightsflourish and are taken as seriously as <strong>the</strong>y are intended to be,<strong>the</strong> importance <strong>of</strong> community-based action is, <strong>of</strong> course,beyond question. However, <strong>the</strong>re is a danger in relying tooheavily on <strong>the</strong> poor to help <strong>the</strong>mselves without a correspondingincrease in commitment by governments and <strong>the</strong>international community to develop legal and regulatoryframeworks that are appropriate, that are consistent with <strong>the</strong>scale <strong>of</strong> <strong>the</strong> problem and which actually succeed in providingsecurity <strong>of</strong> tenure for everyone, everywhere. This will onlyresult in current trends <strong>of</strong> slum growth continuing into <strong>the</strong>future. Involving <strong>the</strong> community in <strong>the</strong> security <strong>of</strong> tenureprocess is one thing; but supporting policies that place anover-reliance on <strong>the</strong> community, however, is ano<strong>the</strong>r issueentirely.TITLING ANDLEGALIZATIONDuring <strong>the</strong> last few years <strong>the</strong>re has been an increasing focuson titling to achieve <strong>the</strong> goal <strong>of</strong> security <strong>of</strong> tenure for all. Theprimary argument has been that <strong>the</strong> provision <strong>of</strong> propertytitles to <strong>the</strong> world’s slum dwellers and those living ‘illegally’will not only give <strong>the</strong>m rights to land and property, butbecause <strong>of</strong> <strong>the</strong> ability to use land as collateral, will also facilitate<strong>the</strong>ir access to credit. 10 Issuing <strong>of</strong> freehold titles is,however, not <strong>the</strong> only way to achieve security <strong>of</strong> tenure ininformal settlements. Many countries have years <strong>of</strong> experiencewith simpler and less expensive responses.Countries such as Turkey, Egypt and Brazil, in particular,have seen years <strong>of</strong> <strong>of</strong>ficial tolerance <strong>of</strong> illegal settlementsfollowed by periodic legalization through amnesties (see Box6.5). Such approaches are <strong>of</strong>ten quite pragmatic responsesto political problems. Moreover, <strong>the</strong>y provide varyingdegrees <strong>of</strong> political security <strong>of</strong> tenure, ra<strong>the</strong>r than legalsecurity <strong>of</strong> tenure. In practice, however, <strong>the</strong> perceptionwithin <strong>the</strong> communities concerned may well be that <strong>the</strong>irlevel <strong>of</strong> security <strong>of</strong> tenure is quite high (see Box III.1).However, without simultaneous regularization measuresbeing undertaken, such legalization does not generally resultin greater access to services and infrastructure, nor does itsimplify <strong>the</strong> registration <strong>of</strong> housing, land and propertyrights. 11 Land titling with <strong>the</strong> provision <strong>of</strong> freehold title isclosely linked to <strong>the</strong> commonly recognized process <strong>of</strong>adverse possession (see Box 6.6). This is a mechanism forawarding secure land tenure in a way that is associated withminimal institutional requirements. The requirement that abeneficiary has to have had possession and use <strong>of</strong> <strong>the</strong> landfor a specified period <strong>of</strong> time has several positive consequences.It eliminates <strong>the</strong> risk <strong>of</strong> past owners suddenlysurfacing and claiming <strong>the</strong> land, while at <strong>the</strong> same time

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