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Download the file - United Nations Rule of Law

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Current threats to urban safety and security15TENURE INSECURITY ANDFORCED EVICTIONThe second threat to urban safety and security that thisreport examines is <strong>the</strong> growing worldwide problem <strong>of</strong>insecure tenure <strong>of</strong> <strong>the</strong> urban poor and <strong>the</strong> threat <strong>of</strong> forcedeviction from public and private land, which <strong>the</strong>y occupywith or without legal permission. While this problem hasbeen studied for many years and considered in <strong>the</strong> analysis<strong>of</strong> land use and housing, more recently, freedom from forcedeviction has become recognized as a fundamental humanright within human rights law. 57 This important advance hasfundamentally changed <strong>the</strong> debate about this subject, shiftingit from an issue <strong>of</strong> technical legal status to one <strong>of</strong> a legallyrecognized right. This shift has changed <strong>the</strong> legal position <strong>of</strong>households lacking secure tenure. In <strong>the</strong>ory, households arenow legally protected from administrative decisions <strong>of</strong> localor national governments to bring in <strong>the</strong> bulldozers. Thechallenge, now, is to identify appropriate alternative forms<strong>of</strong> security <strong>of</strong> tenure within a specific locality.Chapters 5, 6 and 11 <strong>of</strong> this report are devoted tosecurity <strong>of</strong> tenure. They review <strong>the</strong> wide range <strong>of</strong> tenureoptions that currently exist in different parts <strong>of</strong> <strong>the</strong> worldand discuss what makes tenure secure or insecure. Thediscussion is based on <strong>the</strong> increasing recognition thatsecurity <strong>of</strong> tenure is a basic human right. This approach als<strong>of</strong>its within <strong>the</strong> concept <strong>of</strong> human security, as presentedearlier in this chapter, and thus takes a more all-encompassingvision <strong>of</strong> human rights as <strong>the</strong>y relate to <strong>the</strong> tenure issue.As noted in Chapter 5, security <strong>of</strong> tenure has beendefined as ‘<strong>the</strong> right <strong>of</strong> all individuals and groups to effectiveprotection by <strong>the</strong> state against forced evictions’. In thiscontext, it is important to distinguish forced evictions frommarket-driven evictions. Market-based evictions are muchlarger in scale and frequency than public expropriations <strong>of</strong>land. 58 It has been emphasized that ‘Eviction mechanismsand trends must be analyzed with reference to <strong>the</strong> globalcontext <strong>of</strong> <strong>the</strong> persistent imbalance between demand andsupply <strong>of</strong> land for housing, <strong>the</strong> scarcity <strong>of</strong> prime urban landfor development, increases in <strong>the</strong> market value <strong>of</strong> urbanland, and increasing commodification <strong>of</strong> informal landmarkets.’ 59 A useful typology <strong>of</strong> <strong>the</strong>se situations has beendeveloped (see Box 1.3).What is <strong>the</strong> scale <strong>of</strong> insecurity <strong>of</strong> tenure? As notedearlier, <strong>the</strong>re are already more than 1 billion people living inslums, and many more are expected in <strong>the</strong> projected urbanexpansion to come over <strong>the</strong> next few decades. Chapter 5suggests that many slums in developing country cities are<strong>of</strong>ten characterized by insecurity <strong>of</strong> tenure and that <strong>the</strong> scale<strong>of</strong> insecurity <strong>of</strong> tenure is growing, along with urbandemographic growth. Fur<strong>the</strong>rmore, current evidencesuggests that <strong>the</strong>re is deterioration in tenure status asexpanding urban populations are forced into unplanned orillegal settlements.Estimates cited in Chapter 5 note that, in most developingcountry cities, between 25 and 70 per cent <strong>of</strong> <strong>the</strong>urban population are living in irregular settlements, includingsquatter settlements and rooms and flats in dilapidatedbuildings in city centre areas. In spite <strong>of</strong> <strong>the</strong> many existingBox 1.3 Forced eviction: A typology• A landowner who has, in <strong>the</strong> past, authorized tenants to settle on his land now wants todevelop it or to sell it to a developer. He refuses to collect rent and asks <strong>the</strong> occupants tomove out (this has been a common case within inner-city slums in Bangkok during <strong>the</strong> last30 years).• An investor buys land suitable for development from a private landowner with <strong>the</strong> intention<strong>of</strong> developing it. If tenants or squatters already occupy <strong>the</strong> land, and if <strong>the</strong> investorcannot persuade <strong>the</strong>m to leave through negotiation, he may obtain an eviction order froma court.• Public authorities launch an expropriation procedure, by power <strong>of</strong> eminent domain, inorder to build infrastructure or carry out urban renewal, or a redevelopment scheme, or abeautification project.• Public authorities sell land to private investors which is already occupied by tenants orsquatters (this is common in cities in transition, where land is being privatized with <strong>the</strong>pressure <strong>of</strong> emerging land markets). The sale <strong>of</strong> public land aims to increase <strong>the</strong>irrevenues in <strong>the</strong> absence <strong>of</strong> land taxation and o<strong>the</strong>r fiscal resources.• Public authorities recover land that had been allocated to occupants under a temporary‘permit-to-occupy’ regime in order to carry out a development project, usually in partnershipwith private investors (this is common in sub-Saharan African cities, where <strong>the</strong>‘permit-to-occupy’ regime still prevails).In all <strong>of</strong> <strong>the</strong>se cases, occupants <strong>of</strong> <strong>the</strong> land will ultimately be exposed to forced evictions.However, de facto security <strong>of</strong> tenure in informal settlements usually provides protection againstforced evictions, which may compromise <strong>the</strong> success <strong>of</strong> legal actions to evict occupants, andmay force private investors or public authorities to negotiate.Source: Durand-Lasserve, 2006poverty alleviation initiatives and safety-net programmes, <strong>the</strong>total number <strong>of</strong> people living in informal settlements isincreasing at a faster rate than <strong>the</strong> urban population. 60According to one analyst, an additional 2.8 billion people willrequire housing and urban services by 2030, with some 41per cent <strong>of</strong> humanity possibly living in slums. 61 Ano<strong>the</strong>rfinds that informal land occupation in urban areas remainslarge scale: 51.4 per cent in sub-Saharan Africa; 41.2 percent in East Asia and <strong>the</strong> Pacific; 26.4 per cent in LatinAmerica and <strong>the</strong> Caribbean; 25.9 per cent in <strong>the</strong> Middle Eastand North Africa; and 5.7 per cent in Eastern Europe andCentral Asia. 62 At <strong>the</strong> national level, <strong>the</strong> pattern is <strong>the</strong> same,with between 40 and 70 per cent <strong>of</strong> <strong>the</strong> population <strong>of</strong>Brazil’s main cities living in irregular settlements and some58 per cent <strong>of</strong> all households in South Africa living withoutsecurity <strong>of</strong> tenure. 63 Data also shows that tenure problemsexist in developed countries as well, such as in <strong>the</strong> UK and<strong>the</strong> US.Beyond <strong>the</strong> difficulties <strong>of</strong> estimating <strong>the</strong> scale andcomplexity <strong>of</strong> <strong>the</strong> tenure insecurity problem, Chapter 5 alsopresents a range <strong>of</strong> existing tenure and occupancy options.What is clear is that no one alternative is appropriate for allcircumstances. Security <strong>of</strong> tenure depends upon what kind<strong>of</strong> land and/or housing is being occupied (public or private),and whe<strong>the</strong>r <strong>the</strong> occupant has some form <strong>of</strong> legal contract orlease, or not. While protection from forced evictions hasbeen accepted in international law, <strong>the</strong> fact is that evictionsare never<strong>the</strong>less increasing. The challenge, <strong>the</strong>refore, is tounderstand why and to identify measures to reduce thisform <strong>of</strong> urban insecurity.Freedom fromforced eviction hasbecome recognizedas a fundamentalhuman right withinhuman rights law

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