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Functional Safety 21-5<br />

safety engineer looks at the system in its present stage (this may be only the documented architecture<br />

and design, or the fully implemented system, depending on the state of the development) and analyses<br />

potential scenarios that lead to hazards. Most analyses in this stage are concerned with faults and failures<br />

that may occur. These analyses present a core of the work of a safety engineer.<br />

Safety validation, as the final step, summarizes all the results and evidences. During this phase, it has<br />

to be shown that all hazards are mitigated and that all safety requirements have been met. This is usually<br />

done in the form of a “safety case.” A safety case is a sound and rigorous argument, which clearly<br />

demonstrates sufficient safety of a system in a given context. The safety case document references and<br />

uses all previously obtained results in order to construct this proof. All these building blocks, which are<br />

necessary for this proof, are usually called “evidences.” A notation how such a safety case can be constructed<br />

is presented later in this section.<br />

The safety lifecycle generally continues until the end of life of the system. The full lifecycle can be<br />

found in [IEC61508]. However, for brevity, we have concentrated on the major stages.<br />

All methods that are shown in the following sections are to be used during the safety lifecycle. A reference<br />

to the relevant stage of the lifecycle as shown in Figure 21.2 will be made. Generally, the project<br />

safety manager is responsible for the conduct of the analyses and executes them together with the<br />

project safety engineer and relevant team members. In smaller projects, the role of safety management<br />

and safety engineering can be combined. In larger projects, there may be more than one safety engineer.<br />

The methods presented here are only a selection of possible methods. [IEC61508], part 7, annexes A,<br />

B, and C contain a comprehensive list of methods with brief descriptions and further references.<br />

21.4.2 HAZOP<br />

Hazard and Operability Study (HAZOP) is a method to identify hazards. It should therefore be used<br />

at the very beginning of the safety lifecycle, during the hazard and risk analysis phase. Although this<br />

method originates from the process industry, it is very generic and can therefore be applied broadly.<br />

For electronic <strong>systems</strong>, it is standardized in [DS00-58].<br />

The intention of the HAZOP is to analyze all possible functions of a given system and examine<br />

all credible malfunctions or deviations from the correct function. In order to identify all potential<br />

hazards, this method suggests the use of a given set of guide words that shall be applied to functions<br />

(Table 21.2).<br />

All these guide words shall be systematically applied to all functions. It remains to be decided what<br />

the “functions” of a system are. Basically, the functions should be defined in a system description or<br />

TABLE 21.2<br />

No<br />

More<br />

Less<br />

As well as<br />

Part of<br />

Reverse<br />

Other than<br />

Early<br />

Late<br />

Before<br />

After<br />

HAZOP Guide Words<br />

This is the complete negation of the design intention. No part of the intention is achieved<br />

and nothing else happens.<br />

This is a quantitative increase.<br />

This is a quantitative decrease.<br />

All the design intention is achieved together with additions.<br />

Only some of the design intention is achieved.<br />

The logical opposite of the intention is achieved.<br />

Complete substitution, where no part of the original intention is achieved but something<br />

quite different happens.<br />

Something happens earlier than expected relative to clock time.<br />

Something happens later than expected relative to clock time.<br />

Something happens before it is expected, relating to order or sequence.<br />

Something happens after it is expected, relating to order or sequence.<br />

Source: Ministry of Defence, HAZOP Studies on Systems Containing Programmable Electronics, U.K.<br />

Defence Standard, Def Stan 00-58, Ministry of Defence, Glasgow, U.K., 2000, Part 1, p. 14. With permission.<br />

© <strong>2011</strong> by Taylor and Francis Group, LLC

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