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Main trends of research in the social and human ... - unesdoc - Unesco

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192 W. J. M. Mackenzie<br />

or dis<strong>in</strong>tegration is formally a matter <strong>of</strong> <strong>the</strong> determ<strong>in</strong>ation <strong>of</strong> State boundaries<br />

by <strong>in</strong>ternational law. With<strong>in</strong> <strong>the</strong> State, <strong>the</strong> framework <strong>of</strong> government is still<br />

primarily territorial, though everywhere criss-crossed by functional fields <strong>of</strong><br />

authority. The territorial dimension is at any moment <strong>of</strong> time <strong>of</strong> great political<br />

importance somewhere <strong>in</strong> <strong>the</strong> world: it is also <strong>of</strong> great scientific <strong>in</strong>terest as a<br />

frame for <strong>the</strong> correlation <strong>of</strong> a large range <strong>of</strong> variables provided by aggregative<br />

data.<br />

These two approaches, functional <strong>and</strong> territorial, are not mutually exclusive,<br />

but it is possible to dist<strong>in</strong>guish two forms <strong>of</strong> study different <strong>in</strong> emphasis. One<br />

<strong>of</strong> <strong>the</strong>m is <strong>the</strong> formal study <strong>of</strong> <strong>in</strong>stitutions, political <strong>and</strong> adm<strong>in</strong>istrative. The<br />

study <strong>of</strong> federalism, from The Federalist papers <strong>in</strong> 1787188 to <strong>the</strong> work <strong>of</strong> Pro-<br />

fessor Watts on federations created <strong>in</strong> <strong>the</strong> British Commonwealth s<strong>in</strong>ce 1945,35<br />

has served as a focal po<strong>in</strong>t <strong>in</strong> <strong>the</strong> study <strong>of</strong> <strong>the</strong> political unification <strong>in</strong> a formal<br />

sense. There is a sort <strong>of</strong> spectrum extend<strong>in</strong>g from <strong>the</strong> <strong>in</strong>choate <strong>in</strong>stitutions <strong>of</strong><br />

world government to <strong>the</strong> constitutional safeguard <strong>of</strong> <strong>the</strong> rights <strong>of</strong> local com-<br />

munities, even down to <strong>the</strong> level <strong>of</strong> communes with<strong>in</strong> a unitary state. In a formal<br />

sense, federalism occupies a key po<strong>in</strong>t, as it purports to provide a po<strong>in</strong>t <strong>of</strong> com-<br />

promise between <strong>the</strong> sovereignty <strong>of</strong> a union <strong>and</strong>.<strong>the</strong> sovereignty <strong>of</strong> its members.<br />

This appears at first sight to be <strong>the</strong> most hopeful solution for <strong>the</strong> question <strong>of</strong><br />

creat<strong>in</strong>g States competent to survive <strong>and</strong> atta<strong>in</strong> economic progress. But <strong>in</strong> fact<br />

federations have been ra<strong>the</strong>r unsuccessful s<strong>in</strong>ce 1945 (was this perhaps merely<br />

because <strong>the</strong> British had not sufficient power to susta<strong>in</strong> <strong>the</strong>m?), whereas <strong>the</strong>re<br />

has been a strong growth <strong>of</strong> looser associations, regional <strong>and</strong> functional, <strong>and</strong><br />

various ways have been found to make life possible for small States unwill<strong>in</strong>g<br />

to lose <strong>the</strong>ir identity. These complex arrangements lack <strong>the</strong> precision <strong>and</strong> author-<br />

ity <strong>of</strong> State sovereignty: but <strong>the</strong> spontaneous growth <strong>of</strong> regional arrangements,<br />

commodity arrangements, functional arrangements perhaps marks an easier<br />

l<strong>in</strong>e <strong>of</strong> progress, lead<strong>in</strong>g to world co-operation <strong>and</strong> not to <strong>the</strong> exercise <strong>of</strong> sover-<br />

eignty by a federation <strong>of</strong> mank<strong>in</strong>d.<br />

There has always, s<strong>in</strong>ce 1789, been speculation about <strong>the</strong> economic <strong>and</strong> <strong>social</strong><br />

conditions with<strong>in</strong> which federations are viable; <strong>and</strong> <strong>in</strong> <strong>the</strong> same ve<strong>in</strong> <strong>the</strong>re have<br />

been many recent studies <strong>in</strong>dicat<strong>in</strong>g how <strong>the</strong> older federations have adapted <strong>the</strong>ir<br />

constitutions, <strong>in</strong> practice though not <strong>in</strong> law, so as to take account <strong>of</strong> fundamen-<br />

tal <strong>social</strong> <strong>and</strong> economic changes. The older federations were perhaps lucky, <strong>in</strong><br />

that <strong>the</strong>y became established <strong>in</strong> times <strong>of</strong> economic <strong>and</strong> <strong>social</strong> decentralization,<br />

<strong>and</strong> acquired an identity as States <strong>and</strong> nations before <strong>the</strong>y had to take <strong>the</strong> stra<strong>in</strong><br />

<strong>of</strong> twentieth century pressures for stronger defence, better <strong>social</strong> welfare, <strong>and</strong><br />

higher taxes. In any event, <strong>the</strong> constitutional pr<strong>in</strong>ciples <strong>of</strong> unification are now<br />

studied with proper regard to economics <strong>and</strong> <strong>social</strong> context. As a result <strong>of</strong> <strong>the</strong><br />

teach<strong>in</strong>g <strong>of</strong> C. J. Friedrich <strong>and</strong> o<strong>the</strong>rs, federal government would now generally<br />

be regarded as a cont<strong>in</strong>u<strong>in</strong>g process <strong>of</strong> adaptation, not as a legal barga<strong>in</strong> sealed<br />

once <strong>and</strong> for all time.<br />

Similarly, as regards decentralization <strong>and</strong> local government <strong>in</strong> a unitary<br />

State, <strong>and</strong> <strong>the</strong> latent conflict between <strong>the</strong> self-determ<strong>in</strong>ation <strong>of</strong> communities<br />

<strong>and</strong> <strong>the</strong> field services <strong>of</strong> <strong>the</strong> central government. There is a great deal to learn<br />

<strong>in</strong> a formal sense about <strong>the</strong> structure <strong>of</strong> central <strong>and</strong> local government <strong>and</strong> <strong>the</strong>ir

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