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Main trends of research in the social and human ... - unesdoc - Unesco

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Political science 209<br />

means limited to <strong>the</strong> United States <strong>of</strong> America; <strong>the</strong> <strong>the</strong>me is common <strong>in</strong> <strong>the</strong><br />

study <strong>of</strong> British58 <strong>and</strong> French59 politics.<br />

A first problem is to establish an operational def<strong>in</strong>ition <strong>of</strong> elite membership<br />

which is acceptable to common sense <strong>and</strong> is also precise enough for analysis<br />

<strong>and</strong> comparison. Common sense can agree quickly on some people who are <strong>of</strong><br />

<strong>the</strong> political elite: but it is not easy under any system (except <strong>the</strong> ancient<br />

Spartan system <strong>of</strong> citizens <strong>and</strong> helots, or <strong>the</strong> correspond<strong>in</strong>g South African sys-<br />

tem <strong>of</strong> legally enacted apar<strong>the</strong>id) to def<strong>in</strong>e a ‘cut-<strong>of</strong>f po<strong>in</strong>t’. Three methods<br />

have been tried <strong>in</strong> <strong>the</strong> United States <strong>of</strong> America: by reputation, by position,<br />

<strong>and</strong> by known participation <strong>in</strong> particular decisions: <strong>and</strong> none <strong>of</strong> <strong>the</strong>m has<br />

proved wholly satisfactory. In BritaidO <strong>and</strong> France it would be natural to <strong>in</strong>-<br />

clude also some analysis <strong>of</strong> k<strong>in</strong>ship <strong>and</strong> <strong>of</strong> education; <strong>and</strong> this already <strong>in</strong>dicates<br />

<strong>the</strong> difficulties <strong>of</strong> <strong>in</strong>ternational cornparison.<br />

Some <strong>of</strong> <strong>the</strong> most fruitful work has been done on <strong>the</strong> change <strong>of</strong> elites through<br />

time, for <strong>in</strong>stance <strong>in</strong> seventeenth <strong>and</strong> eighteenth century Engl<strong>and</strong>. This is<br />

ma<strong>in</strong>ly <strong>the</strong> work <strong>of</strong> historians, but historians are beg<strong>in</strong>n<strong>in</strong>g to use <strong>the</strong> statistical<br />

tools <strong>of</strong> <strong>the</strong> <strong>social</strong> sciences, <strong>and</strong> <strong>the</strong>re is no clear frontier between this sort <strong>of</strong><br />

history <strong>and</strong> (for <strong>in</strong>stance) <strong>the</strong> analysis <strong>of</strong> <strong>the</strong> chang<strong>in</strong>g pattern <strong>of</strong> politics <strong>in</strong><br />

Norway <strong>in</strong> <strong>the</strong> n<strong>in</strong>eteenth <strong>and</strong> twentieth centuries, made familiar by <strong>the</strong> work <strong>of</strong><br />

Ste<strong>in</strong> Rokkan <strong>and</strong> Henry Valen.61<br />

On <strong>the</strong> o<strong>the</strong>r h<strong>and</strong>, <strong>the</strong>re has been little success <strong>in</strong> deal<strong>in</strong>g with <strong>the</strong> challenge<br />

posed by Wright Mills’ title, <strong>the</strong> power elite. American sociologists <strong>and</strong> political<br />

scientists have taken quite opposite views <strong>of</strong> <strong>the</strong> American regime: that <strong>the</strong> elite is<br />

relatively closed <strong>and</strong> compact, <strong>and</strong> is capable <strong>of</strong> united action; or that it is<br />

relatively open <strong>and</strong> pluralistic, <strong>and</strong> is virtually <strong>in</strong>capable <strong>of</strong> comb<strong>in</strong>ed action.<br />

One problem is that <strong>of</strong> obta<strong>in</strong><strong>in</strong>g access for <strong>research</strong> purposes to centres <strong>of</strong><br />

decision-mak<strong>in</strong>g ; but procedural difficulties arise even when access is allowed.<br />

What is a ‘decision’? what is ‘<strong>in</strong>fluence on a decision’? how can one establish<br />

<strong>in</strong>terpersonal st<strong>and</strong>ards <strong>of</strong> measurement <strong>in</strong> <strong>the</strong>se respects ? Enough has been<br />

done <strong>in</strong> <strong>the</strong> laboratory <strong>of</strong> ‘community power-studies’ to <strong>in</strong>dicate where <strong>the</strong><br />

difficulties lie.<br />

Much less has been done <strong>in</strong> study<strong>in</strong>g <strong>the</strong> character <strong>of</strong> regime or elite <strong>in</strong> <strong>the</strong> ab-<br />

stract, as a set <strong>of</strong> norms. There have been various American studies (not partic-<br />

ularly successful) <strong>of</strong> <strong>the</strong> ‘operat<strong>in</strong>g code’ <strong>of</strong> Communist elites, <strong>and</strong> <strong>the</strong>re is<br />

much loose talk about <strong>the</strong> ‘norms’ <strong>of</strong> <strong>the</strong> old British <strong>social</strong> elite. But studies <strong>of</strong><br />

political culture62 have not so far been successfully l<strong>in</strong>ked to <strong>the</strong> study <strong>of</strong><br />

political elites.<br />

Governments. The study <strong>of</strong> governments is <strong>in</strong> one sense more straightfor-<br />

ward than <strong>the</strong> study <strong>of</strong> regimes. The government is with<strong>in</strong> <strong>the</strong> constitution;<br />

that is to say, <strong>the</strong> system itself, <strong>in</strong> so far as it is a constitutional system, conta<strong>in</strong>s<br />

rules regard<strong>in</strong>g <strong>the</strong> legitimacy <strong>of</strong> governments. But <strong>the</strong>se rules consist <strong>of</strong> a com-<br />

b<strong>in</strong>ation <strong>of</strong> law, custom, <strong>and</strong> <strong>the</strong> <strong>in</strong>terpretation <strong>of</strong> precedents, <strong>and</strong> <strong>the</strong>y are by<br />

no means free from ambiguity. The struggle for <strong>of</strong>fice <strong>of</strong>ten illustrates <strong>and</strong><br />

broadens <strong>the</strong> mean<strong>in</strong>g <strong>of</strong> <strong>the</strong> constitution.<br />

Never<strong>the</strong>less, types <strong>of</strong> government can be dist<strong>in</strong>guished <strong>in</strong> <strong>in</strong>stitutional terms,<br />

<strong>and</strong> pr<strong>of</strong>itable comparisons <strong>and</strong> generalizations can be made, at least so long as

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