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I__. - International Military Testing Association

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(c) Take-home package observations on CTC performance, by 00, for 12 CTC rotations which<br />

/ took place during 1988, 1989, and 1990.<br />

(d) Individual and small group interview responses of squad members, squad leaders, platoon<br />

sergeants, platoon leaders, company commanders, battalion executive officers, and battalion<br />

commanders in five battalions shortly after they completed their CTC rotation.<br />

(e) Post-CTC questionnaire responses by squad members, squad leaders, platoon sergeants,<br />

platoon leaders, and company commanders in five battalions shortly after they completed their<br />

CTC rotation.<br />

1. Soldier views of initiative.<br />

Results<br />

Pre-CTC Questionnaires. Squad members, squad leaders, platoon sergeants, and platoon leaders<br />

from two battalions (n=600) were asked, “When the leaders in your unit talk about initiative, what do they<br />

typically mean?” About 85% of the respondents to this open-ended question indicated that initiative was<br />

seen as involving the performance of routine or SOP behavior, without being told and/or without being<br />

supervised. It involved the accomplishment of their own job or the job of the leader in his absence. The<br />

remaining 15% of the respondents indicated that when leaders encourage them to use initiative, they use<br />

initiative to mean: do what we tell you to do, do objectionable tasks (e.g.. extra work, unpleasant tasks,<br />

low-level work), and/or make the leaders look good.<br />

Post-CTC Interviews. Most of the responses to the post-CTC interviews (from five battalions)<br />

indicated that the respondents felt that initiative involved the activity of carrying out their jobs or taking<br />

over for an absent leader. Initiative was seen as the initiation or continuation of behavior without being<br />

told or without the supervisor’s presence. Several of the examples of initiative that were given involved<br />

the recognition of a problem and the request to a higher level leader to be permitted to follow a different<br />

course of action (that was still within the scope of their job). In addition, there were a few incidents of<br />

initiative reported which involved the recognition that something beyond one’s own immediate<br />

responsibilities needed to be done, and personally performing the necessary tasks to get it done. When<br />

asked directly about the importance of encouraging subordinates to carry out the commander’s intent by<br />

exploiting successes boldly, taking advantage of unforeseen opportunities, deviating from the expected<br />

course of battle, and taking risks, respondents indicated that these were not really high priorities. From<br />

battalion commander on down, they said, in essence, the main thing is to have subordinates at each<br />

level who are well disciplined, technically and tactically competent, and are motivated to do their jobs<br />

well.<br />

2. The relationshia between leader initiative and unit combat performan-.<br />

Interview respondents indicated that they felt initiative (i.e., accomplishing the job without being told<br />

and/or without being supervised) is very important for success in combat. Pre-CTC questionnaires were<br />

examined to determine whether leader initiative was, in fact, a predictor of unit performance at a CTC.<br />

Table 1 shows that pre-CTC squad member ratings of the level of squad leader initiative are significantly<br />

related to OC ratings of platoon performance at a CTC. Similarly, pre-CTC squad member and squad<br />

leader ratings of platoon sergeant initiative are significantly related to OC ratings of platoon performance<br />

at CTC. However, pre-CTC ratings of platoon leader initiative by squad leaders, platoon sergeants, and<br />

company commanders are not significantly related to OC ratings of platoon performance at a CTC.<br />

Initiative, in the context of doing one’s job in the absence of being told or supervised, is not<br />

perceived as the same as motivation. For example, OC ratings of platoon motivation and platoon<br />

initiative at a CTC were not significantly correlated (r= .12). Neither were OC ratings of how hard ?he<br />

platoon worked and tried hard to do as good a job as possible significantly correlated with their ratings<br />

of platoon initiative (r=.19). Furthermore, OC ratings of platoon motivation and how hard the pla?oon<br />

worked were not significantfy correlated with their ratings of platoon performance, whereas OC ratings or<br />

platoon initiative were related to OC ratings of performance (r= .45, p < .05). Even more support of the<br />

relationship between initiative and performance comes from the significant correlation (r = .44. p 6. .35:

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