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I__. - International Military Testing Association

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it the interviewee, and addressing concerns directly.<br />

Ouestioninq. Several questioning approaches are used in conducting subject interviews.<br />

Although the topic areas are generally structured, only DIS emphasizes use of a structured set of<br />

questions for each topic. DIS interviewers typically ask four to seven short, direct questions<br />

regarding a subject area, followed by summarizing questions. Other agencies use more openended<br />

questions, followed with summary or verification questions. Interrogative questioning<br />

methods are not generally used by DIS, but are occasionally used by FBI interviewers.<br />

Observation. All of the agencies visited train their interviewers to look for possible<br />

verbal and nonverbal cues to deception on the part of the interviewee. Most of these indicators<br />

are based on noticing patterns of various verbal, paralinguistic, and nonverbal (body gestures,<br />

facial expression) indicators. When possible deception is detected, the interviewer may remind<br />

the subject of the importance of honesty, and that confidentiality is maintained.<br />

Listening. Interviewers are trained to listen to the whole response, to use active listening<br />

procedures, and to follow-up vague responses with questions that draw out details. Techniques<br />

such as re-statement and paraphrasing am used to encourage elaboration.<br />

Documentation<br />

Investigators normally take only limited (or no) notes during the interview. OPM<br />

interviewers tend to take the most extensive notes, while FBI interviewers generally take fewer<br />

notes. Upon completion of the interview, interviewers write or dictate a short report<br />

summarizing the results of the interview.<br />

Decision-Making<br />

In all agencies, interviewers obtain the interview information but adjudicators make the<br />

clearance decisions. OPM is unique in that it conducts interviews on a contract basis for over 90<br />

Federal agencies.<br />

Empirical Research<br />

No published empirical studies were found regarding the use of investigative or integrity<br />

interviews. The literature search did identify five unpublished studies, most of which were pilot<br />

studies.<br />

The most relevant of these compared the relative effectiveness of two types of<br />

background investigations--one with a subject interview and one without. Conducted by the<br />

Defense Investigative Service (Office of Personnel Investigations, 1986) the study involved a<br />

random sample of 47 1 military members, contractor employees, and DOD civilian personnel.<br />

For the 186 cases in which significant adverse information was identified, the background<br />

investigation which included the investigative interview developed significant information in<br />

164 of these cases. Furthermore, the procedure which included the investigative interview<br />

yielded 72 cases not identified by the traditional procedure. Based on these results, the research<br />

508

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