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University of Vaasa - Vaasan yliopisto

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transition from EMS to SMS can be achieved (Wehrmeyer, 2004) and the prior use<br />

<strong>of</strong> an EMS, or other management systems, can help in the development <strong>of</strong> expanded<br />

and integrated management systems (Oktem et al, 2004; Sarkis & Srafe, 2004). But<br />

there is today no single SMS standard or model (Oktem et al, 2004) and nothing that<br />

appears to be developing any widespread credibility or acceptance.<br />

System Model: Description & Benchmarking<br />

The proposed management system comprises seven components (described<br />

pictorially in Figure 1, and as a detailed benchmarking process in Table 2, below) as<br />

follows:<br />

1. Identification and (risk) assessment <strong>of</strong> the aspects and impacts <strong>of</strong> the<br />

organizations activities, including stakeholder communities and a full range<br />

<strong>of</strong> sustainability aspects (governance, environment, reputation,<br />

communications, health & safety, customer quality, and fiscal. This provides<br />

a much broader assessment <strong>of</strong> the (GBO’s) sustainability impacts than the<br />

ISO14001 aspects assessment (ISO14001 part 4.3.1.a/b) and is used as one <strong>of</strong><br />

the foundations <strong>of</strong> the SMS.<br />

2. Selection <strong>of</strong> both external and internal best practices, and incorporation into<br />

the organization’s processes. This module provides a formal process for the<br />

review, assessment, and selection (or rejection) <strong>of</strong> both internal and external<br />

best practices, together with benchmarking <strong>of</strong> these practices: there is no<br />

equivalent process in the ISO14001 model.<br />

3. Sustainability policy & plan: having performed a sustainability assessment,<br />

and identified best practices that are appropriate to the GBO, a sustainability<br />

policy and implementation plan can be established. This is equivalent to<br />

ISO14001 parts 4.2 and 4.3.3, but uses a broader sustainability (rather than<br />

environment) scope.<br />

4. The fourth component in the system establishes a process to clearly identify<br />

the scope <strong>of</strong> the SMS and define its relationship with other (management)<br />

systems in the organization. Use <strong>of</strong> this module will depend on the existence<br />

and maturity (or otherwise) <strong>of</strong> other business management systems in the<br />

GBO: there will be substantial differences between organizations that have<br />

well established business systems in place, and those that do not.<br />

5. The management practices and standards component can be thought <strong>of</strong> as an<br />

expanded version <strong>of</strong> ISO14001 4.4, Implementation & Operation, covering<br />

all <strong>of</strong> the sustainability (rather than environmental) aspects <strong>of</strong> the GBO. It<br />

also includes self-checking feedback loop to ensure organizational standards<br />

are modified in accordance with the organization’s changing requirements.<br />

6. Incorporation <strong>of</strong> the entire business process (value) chain into the<br />

sustainability management process via a cylinder <strong>of</strong> influence model (Sealy<br />

et.al.) it a key feature <strong>of</strong> this SMS. This component establishes links between<br />

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