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International Review of Waste Management Policy - Department of ...

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estimating that 15 % <strong>of</strong> the WEEE stream is not being collected due to free-riders who<br />

sell EEE but do not honour their take-back obligations.<br />

The UNU report suggests specific options to enhance compliance with the policy:<br />

400<br />

� Mandatory hand in <strong>of</strong> all separately collected WEEE at certified compliance<br />

schemes, to reduce ‘cherry-picking’ <strong>of</strong> the better quality WEEE prior to reprocessing<br />

and ensure proper treatment. The main disadvantages <strong>of</strong> this<br />

approach are that WEEE re-use may suffer at the expense <strong>of</strong> increased<br />

recycling, and that there will be increased enforcement burden on competent<br />

bodies, with the need for validated input/output data from collection points.<br />

Instead <strong>of</strong> a compensation payment for storage and collection efforts <strong>of</strong> the<br />

producer, this approach may be reinforced if the producer were handed a<br />

reimbursement or payment for handing over the WEEE.<br />

� Changing the ‘take-back’ mechanism at retail shops so that instead <strong>of</strong> the oldfor-new<br />

policy, consumers can hand in an old product at any retail shop that is<br />

currently selling equipment in the same category, without having to purchase a<br />

new product. This approach is already in place in Norway and Switzerland and<br />

is applied on a voluntary basis in Denmark. A disadvantage to this approach<br />

could be that certain retailers receive more than others, but this could be<br />

compensated for by a reimbursement or volume-based payment. The use <strong>of</strong> a<br />

reimbursement approach in Switzerland has led to greater take-back<br />

increases from retailers than from municipality collection sites.<br />

Examples <strong>of</strong> specific enforcement measures in particular countries are as follows:<br />

� In Sweden, a fine may be imposed on anyone that fails to fulfil obligations <strong>of</strong><br />

the WEEE policy, including failure to label EEE items correctly and failure to<br />

supply the required data regarding WEEE. Individuals that infringe the RoHS<br />

legislation may also receive a fine or a term <strong>of</strong> imprisonment not exceeding<br />

two years. Where the <strong>of</strong>fence is more serious (particularly regarding RoHS) and<br />

could have, or did cause damage, the individual will receive between 6 months<br />

and 6 years imprisonment. Fines are calculated according to the nature <strong>of</strong> the<br />

infringement, the means <strong>of</strong> the individual, and the seriousness <strong>of</strong> the incident.<br />

Under the WEEE legislation, it is possible to impose an environmental fine<br />

when an individual fails to register and still sells EEE products, or fails to<br />

inform the Environmental Protection Agency <strong>of</strong> how the products are collected<br />

and treated.<br />

� Similar penalties also apply in Austria and Norway. In Austria, failure to comply<br />

with the WEEE regulations generally leads to a fine (ranging from €360 to<br />

€7,270), with a minimum fine <strong>of</strong> €1,800 where the individual in question is<br />

pr<strong>of</strong>essionally active in the area <strong>of</strong> waste management. Administrative fines<br />

may also be applied if the individual fails to provide the necessary<br />

documentation, data or has not registered. In Norway, non-compliance with<br />

the WEEE and RoHS regulations is subject to fines under the terms <strong>of</strong> the<br />

Product Control Act. Penalties associated with WEEE can include fines,<br />

imprisonment for a term not exceeding three months, or both, unless more<br />

stringent penalty provisions apply. Penalties for infringement <strong>of</strong> the RoHS will<br />

only be applied if the infringement is shown to be wilful or the result <strong>of</strong> gross<br />

negligence.<br />

29/09/09

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