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666 Travaux préparatoires: United Nations Convention against Transnational Organized CrimeThird session: 28 April-3 May 1999Rolling text (A/AC.254/4/Add.2/Rev.1)“Article XI“General requirements for export, import and transitlicensing or authorization systems 1“1. States Parties shall establish or maintain an effective system <strong>of</strong> export,import and international transit licensing or authorization for the transfer <strong>of</strong> firearms,ammunition[, explosives] 2 and other related materials.“Option 1“2. States Parties shall not permit the transit 3 <strong>of</strong> firearms, ammunition[, explosives]2 and other related materials until the receiving State Parties issue the correspondinglicences or authorizations.“Option 2 4“2. State Parties, before issuing export licences or authorizations for the shipment<strong>of</strong> firearms, ammunition and other related materials for export, shall verify thatthe importing and transit States have issued licences or authorizations. Each export,import and in-transit licence or authorization shall contain the same information,which at a minimum shall identify the country and date <strong>of</strong> issuance, the date <strong>of</strong> expiration,the country <strong>of</strong> export, the country <strong>of</strong> import, the final recipient and the descriptionand quantity <strong>of</strong> the article.“Option 1“3. States Parties, before releasing shipments <strong>of</strong> firearms, ammunition[, explosives]2 and other related materials for export, shall ensure that the importing and transitStates have issued the necessary licences or authorizations.“Option 2 4“3. States Parties, before issuing in-transit licences or authorizations and permittingthe transit <strong>of</strong> firearms, ammunition and other related materials, shall verifythat the receiving States Parties have issued the corresponding import licences orauthorizations.1Japan suggested that recognition should also be imposed in the case <strong>of</strong> import from, export to and transit throughnon-States parties, with a view to reducing detour exports (see A/AC.254/5/Add.1 and Corr.1).2Addition proposed by Mexico (see A/AC.254/5/Add.1 and Corr.1).3Japan noted that “transit” should be clearly defined, since it would not be appropriate to impose obligations on aState party in the following cases: aircraft merely flying over the territory <strong>of</strong> the State party; a ship making innocent passagethrough territorial waters; aircraft in transit through an airport <strong>of</strong> the State party; or a ship in transit through the seaport<strong>of</strong> the State party. Japan also suggested that, in setting up structures based on <strong>this</strong> paragraph, full consideration shouldbe given to the protection <strong>of</strong> privacy and a civil servant’s obligation to preserve secrets, as provided for in related domesticlaw (see A/AC.254/5/Add.1 and Corr.1).4Alternative proposed by the United States (see A/AC.254/5/Add.1 and Corr.1) and supported by South Africa (seeA/AC.254/5/Add.5).

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