07.01.2013 Aufrufe

Festschrift für Fritz W. Scharpf - MPIfG

Festschrift für Fritz W. Scharpf - MPIfG

Festschrift für Fritz W. Scharpf - MPIfG

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324 V · Erklärung und Verallgemeinerung<br />

contrast with Scandinavian welfare states which privilege highly generous<br />

benefits for all to ensure equality (Esping-Andersen 1990).<br />

For actor-centered institutionalism, however, one cannot stop at the societally-constructed<br />

understanding of actors’ orientations because, as <strong>Scharpf</strong><br />

goes on to insist in the second part of the very same sentence quoted above,<br />

rational choice will nevertheless yield results when resorting to “institutionspecific<br />

information for the specification of actor capabilities, cognition,<br />

and preferences,” that is, when the interest and culture-based understandings<br />

of actors’ orientations are examined in the context of the institutional interactions<br />

which are at the core of actor-centered institutionalism (<strong>Scharpf</strong><br />

1997: 21–22). The institutional interactions consist of three variables that<br />

are the key to explaining actors’ strategic problem-solving capacity once the<br />

policy problems and legacies have been identified and actors’ perceptions,<br />

preferences, and capabilities have been defined.<br />

1.4 Institutional Interactions<br />

This second set of driving factors consists of the strategic modes of interaction<br />

of actor constellations in given institutional settings. The modes of interaction<br />

run the gamut from unilateral action through negotiated agreement<br />

and majority vote to hierarchical direction. As such, they describe at a highly<br />

abstract level the range of interrelationships likely among constellations of<br />

composite actors in institutional settings – for example, “single-actor” constellations<br />

where power is concentrated in one dominant actor capable of hierarchical<br />

direction of the other actors in the constellation or “multi-actor”<br />

constellations where power is more dispersed and interactions are through<br />

negotiated agreement because certain actors in the constellation have veto<br />

capabilities (<strong>Scharpf</strong> 1997, 2001; see also Tsebelis l995).<br />

The institutional settings at their most general level range from anarchic<br />

fields and minimal institutions; networks, regimes and joint-decision systems;<br />

associations, constituencies, and representative assembles; to hierarchical<br />

organizations and the state. But more concretely they consist of the<br />

vast range of formal and informal rules that actors follow in the context of<br />

any interaction, and therefore not just the legal rules but also the social and<br />

political norms, conventions, expectations, and values which vary across<br />

countries and time (<strong>Scharpf</strong> 1997: 41). The institutional setting not only<br />

identifies the common frame of reference for composite actors and sets their<br />

purposes and values, it constitutes those actors in the sense that it defines

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