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DƯỢC LÍ Goodman & Gilman's The Pharmacological Basis of Therapeutics 12th, 2010

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symptoms of psychosis. The behavioral effects and the

time course of antipsychotic response parallel the rise in

D 2

occupancy and include calming of psychomotor agitation,

decreased hostility, decreased social isolation,

and less interference from disorganized or delusional

thought processes and hallucinations.

Levels of central D 2

occupancy estimated by positron emission

tomography (PET) brain imaging in patients treated with

antipsychotic drugs support conclusions arising from laboratory studies

that receptor occupancy predicts clinical efficacy, EPS, and serum

level-clinical response relationships. Occupation of > 78% of D 2

receptors in the basal ganglia is associated with a risk of EPS across

all dopamine antagonist antipsychotic agents, while occupancies in

the range of 60-75% are associated with antipsychotic efficacy

(Figure 16–2) (Kapur et al., 2000b). With the exception of aripiprazole,

all atypical antipsychotic drugs at low doses have much greater

occupancy of 5-HT 2A

receptors (e.g., 75-99%) than typical agents

(Table 16–2). Among atypical agents, clozapine has the highest ratio

of 5-HT 2A

/D 2

binding. Clozapine’s D 2

occupancy 12-hours post-dose

ranges from 51-63% (Kapur et al., 1999), providing evidence for its

limited EPS risk. The trough D 2

occupancy for quetiapine is even

lower (< 30%), but PET studies obtained 2-3 hours after dosing reveal

D 2

receptor occupancies in the expected therapeutic range (54-64%),

albeit transiently. Ziprasidone absorption is sensitive to the presence

of food, but PET studies demonstrate that clinical efficacy occurs

when D 2

occupancy exceeds 60%, which corresponds to a minimum

daily dose of 120 mg (with food) (Mamo et al., 2004).

Among the typical antipsychotic drugs, receptor occupancy is

best studied for haloperidol. Haloperidol has complex metabolism and

is susceptible to modulation by CYP inhibitors, inducers, and CYP

polymorphisms (Table 16–3), complicating the establishment of doseresponse

relationships in patients. Nonetheless, the use of serum levels

can predict D 2

occupancy (Fitzgerald et al., 2000):

% D 2

receptor occupancy = 100 × (Plasma haloperidol

ng/mL)/(0.40 ng/mL + Plasma haloperidol ng/mL)

Similar formulas also exist for several atypical antipsychotic

drugs, although their plasma concentrations are rarely measured in

the clinical setting.

D 3

and D 4

Receptors in the Basal Ganglia and Limbic System. The

discovery that D 3

and D 4

receptors are preferentially expressed in

limbic areas has led to efforts to identify selective inhibitors for these

receptors that might have antipsychotic efficacy and low EPS risk.

As previously noted, clozapine has modest selectivity for D 4

receptors,

which are preferentially localized in cortical and limbic brain

regions in relatively low abundance, and are up-regulated after

repeated administration of most typical and atypical antipsychotic

drugs (Tarazi et al., 2001). These receptors may contribute to clinical

antipsychotic actions, but agents that are D 4

selective (e.g.,

sonepiprazole) or mixed D 4

/5-HT 2A

antagonists (e.g., fananserin)

lack antipsychotic efficacy in clinical studies. In contrast to effects

on D 2

and D 4

receptors, long-term administration of typical and atypical

antipsychotic drugs does not alter D 3

receptor levels in rat forebrain

regions (Tarazi et al., 2001). These findings suggest that D 3

receptors are unlikely to play a pivotal role in antipsychotic drug

actions, perhaps because their avidity for endogenous DA prevents

their interaction with antipsychotic agents. The subtle and atypical

functional activities of cerebral D 3

receptors suggest that D 3

agonists

rather than antagonists may have useful psychotropic effects,

particularly in antagonizing stimulant-reward and dependence

behaviors. Aripiprazole possesses affinity and intrinsic activity at D 3

receptors equivalent to that at D 2

; the clinical advantage of this property

is not readily apparent, although preclinical data suggest some

effects on substance use.

The Role of Non-Dopamine Receptors for Atypical Antipsychotic

Agents. The concept of atypicality was initially based on clozapine’s

absence of EPS within the therapeutic range, combined with a prominent

role of 5-HT 2

receptor antagonism. As subsequent agents were

synthesized using clozapine’s 5-HT 2

/D 2

ratio as a model, most of

which possessed greater D 2

affinity and EPS risk than clozapine, there

has been considerable debate on the definition of an atypical antipsychotic

agent and its necessary properties. Aripiprazole in particular is

problematic for the model based on ratios of 5-HT 2

to D 2

, since its

action as partial agonist necessitates very high D 2

affinity. Loxapine

is another problematic agent for the model since its receptor pharmacology

suggests atypical properties based on 5-HT 2

/D 2

ratio; however,

in clinical practice its use was associated with the expected

higher level of EPS characteristic of typical antipsychotic drugs, perhaps

related to the additive D 2

antagonist properties of the active

metabolite amoxapine. These dilemmas have lead some to suggest

abandonment or modification of the atypical/typical antipsychotic

terminology, perhaps in lieu of the designation by generation (e.g.,

first, second, etc.), as is used with antibiotics, or some other organizing

scheme (Gründer et al., 2009). Nonetheless, the term “atypical”

persists in common usage and designates lesser (but not absent) EPS

risk and other decreased effects of excessive D 2

antagonism, or more

accurately, reduction in D 2

-mediated neurotransmission.

The neuropharmacology and behavioral pharmacology

of 5-HT 2

antagonism provide insights into the

advantageous properties of medications with these

effects (Marek et al., 2003). Antipsychotic agents with

appreciable 5-HT 2

affinity have significant effects at

both 5-HT 2A

and 5-HT 2C

receptors with individual medications

varying in their relative potencies at each subtype

(Tarazi et al., 2002). As discussed previously,

atypical antipsychotic agents exhibit potent functional

antagonism at both subtypes of 5-HT 2

receptors, but

in vitro assays suggest that these effects result from

inverse agonism at these G-coupled receptors.

5-HT 2A

receptors are widely distributed, but antagonism

exerts the greatest effect on prefrontal and basal ganglia DA release

and midbrain noradrenergic outflow, with recent data implicating

5-HT 2A

receptor polymorphisms in differential antidepressant

response (McMahon et al., 2006). There are significant interrelationships

between serotonin receptors, with evidence from animal studies

that stimulation of either 5-HT 1A

or 5-HT 2C

receptors antagonizes

the behavioral effects of 5-HT 2A

agonists (Marek et al., 2003). This

can be seen with agents that have direct effects on 5-HT 2A

activity

and also in studies of NMDA antagonists where there are opposing

modulatory effects of 5-HT 2A

and 5-HT 2C

stimulation. By virtue

of their impact on noradrenergic neurotransmission, 5-HT 2A

antagonists

CHAPTER 16

PHARMACOTHERAPY OF PSYCHOSIS AND MANIA

431

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