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annotated bibliography of fisheries economics literature - Office of ...

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technical change.<br />

Fare, Rolf, Shawna Grosskopf, and James E. Kirkley (1999). An Introduction<br />

to DEA. Presentation at the Fishery Productivity Workshop, Department<br />

<strong>of</strong> Agricultural and Resource Economics, University <strong>of</strong> Maryland, College<br />

Park, February 19-20.<br />

An introduction to Data Envelopment Analysis; definitions, sources in<br />

<strong>literature</strong>, a brief tutorial, and an example.<br />

Fare, Rolf, Shawna Grosskopf, and James E. Kirkley (1999). Multi-Output<br />

Capacity Measures and Their Relevance for Productivity. Presentation<br />

at the Fishery Productivity Workshop, Department <strong>of</strong> Agricultural and<br />

Resource Economics, University <strong>of</strong> Maryland, College Park, February 19-<br />

20.<br />

In this paper measures <strong>of</strong> capacity following those suggested Leif<br />

Johansen (1968) are developed. By taking advantage <strong>of</strong> Shepard s duality,<br />

Shephard (1970) see also Fare and Primont (1995), both primal and dual multioutput<br />

measures <strong>of</strong> capacity can be derived. Having generalized the capacity<br />

utilization measures, we show how these may be entered into measures <strong>of</strong><br />

productivity. In particular, following DeBorger and Kerstens (1999), we show<br />

how the Malmquist direct and indirect productivity measures are related to our<br />

various measures <strong>of</strong> capacity utilization efficiency.<br />

Fare, Rolf, Shawna Grosskopf, and Mary Norris (1997). Productivity Growth,<br />

Technical Progress, and Efficiency Change in Industrialized Countries:<br />

Reply. American Economic Review, 87(5): 1040-1043.<br />

A response to the Ray and Desli (1997) comment on the uniqueness <strong>of</strong> the<br />

Fare et al. (1994) decomposition <strong>of</strong> the Malmquist productivity index.<br />

Fare, Rolf, Shawna Grosskopf, and Pontus Roos (1996).<br />

Productivity. Economic Letters, 53: 269-274.<br />

On Two Definitions <strong>of</strong><br />

Caves et al. in 1982 introduced a productivity measure that does not<br />

proceed from a continuous timer presentation. They named these indexes after<br />

Sten Malmquist who in 1953 used ratios <strong>of</strong> distance functions to formulate<br />

quantity indexes in the consumer contest. In a later paper, Diewert proposed<br />

an alternative definition <strong>of</strong> productivity also based on distance functions,<br />

which he attributed to Hicks and Moorsteen. In this letter we provide<br />

necessary and sufficient conditions for the Malmquist productivity index to<br />

equal the Hicks-Moorsteen index.<br />

Fare, Rolf, Shawna Grosskopf, C.A. Knox Lovell, and Suthathip Yaisawarng<br />

(1993). Derivation <strong>of</strong> Shadow Prices for Undesirable Outputs: A<br />

Distance Function Approach. The Review <strong>of</strong> Economics and Statistics,<br />

Notes: 374-380.<br />

Many production activities generate undesirable byproducts in<br />

conjunction with the desirable outputs they produce. Pittman (1983) showed<br />

how to adjust productivity calculations, and Fare et al. (1989) showed how to<br />

adjust efficiency measures, in the presence <strong>of</strong> undesirable outputs. Here, we<br />

show how to estimate output distance functions as frontiers to generate shadow<br />

values <strong>of</strong> the undesirable outputs that are required to make both types <strong>of</strong><br />

adjustment. An empirical application is provided.<br />

Fare, Rolf, Shawna Grosskopf, C.A. Knox Lovell, and Carl Pasurka (1989).<br />

Multilateral Productivity Comparison When Some Outputs are Undesirable:<br />

1 9 2

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